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EX-4.1 - Fixed Income Trust for Prudential Financial, Inc. Notes, Series 2012-1ex4-1.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): June 21, 2013
 
FIXED INCOME TRUST FOR PRUDENTIAL FINANCIAL, INC., NOTES,
SERIES 2012-1
________________________________________
(Exact name of Registrant as specified in its charter)

FIXED INCOME CLIENT SOLUTIONS LLC
________________________________________
(Exact name of Sponsor and Depositor as specified in its charter)
 
  Delaware  
333-171670-02
333-171670
  27-440514  
 
(State or other jurisdiction
 of incorporation)
  (Commission File Number)  
(IRS Employer
Identification No.)
 
 
 
   
Fixed Income Client Solutions LLC
214 N. Tryon Street, Suite 2636
Charlotte, North Carolina
  28202  
    (Address of principal executive offices)   (zip code)  
 
Registrant’s telephone number, including area code: (877) 421-7858
 
Not Applicable
__________________________________________________
Former name or former address, if changed since last report
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
Section 8 – Other Events
 
Item 8.01  Other Events.
 
Effective on June 21, 2013, the Trust Agreement Supplement, Series 2012-1, dated as of June 11, 2012, was amended pursuant to the First Amendment to the Trust Agreement Supplement, Series 2012-1, dated as of June 21, 2013, by and between Fixed Income Client Solutions LLC, as Depositor, and The Bank of New York Mellon, as Trustee and Securities Intermediary.
 
Section 9 - Financial Statements and Exhibits
 
Item 9.01(d)  Exhibits.
 
The following is filed as an Exhibit to this Report:
 
Exhibit 4.1
First Amendment to the Trust Agreement Supplement, Series 2012-1, dated as of June 21, 2013, by and between Fixed Income Client Solutions LLC and The Bank of New York Mellon.
 
 
 
 
 
 
 
 

 
 

 
 

 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 

 

   
 
Fixed Income Client Solutions LLC
   
   
Date:  June  26, 2013
By:   /s/James Kelligrew                     
 
Name:  James Kelligrew
 
Title:   President
 
 
 
 
 
 
 
 

 

 
 

 
 
Exhibit Index

Exhibit No.   Description
     
Exhibit 4.1
 
First Amendment to the Trust Agreement Supplement, Series 2012-1, dated as of June 21, 2013, by and between Fixed Income Client Solutions LLC and The Bank of New York Mellon.