Attached files
| file | filename |
|---|---|
| EX-14 - CODE OF ETHICS OF SANTANDER HOLDINGS USA, INC. - Santander Holdings USA, Inc. | securities-form8xkx5x22x13.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 22, 2013
Santander Holdings USA, Inc.
(Exact name of registrant as specified in its charter)
Virginia | 1-16581 | 23-2453088 | ||||
(State or other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||
75 State Street, Boston, Massachusetts | 02109 | |||||
(Address of Principal Executive Offices) | (Zip Code) | |||||
Registrant's telephone number, including area code: (617) 346-7200
n/a |
(Former name or former address if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On May 22, 2013, Santander Holdings USA, Inc. (the “Company”) revised its Code of Ethics for its senior officers to require that those officers promptly report any violation of the Code of Ethics to the Company's Audit Committee. A copy of the revised Code of Ethics is attached hereto as Exhibit 14.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. | Description | |
14 | Code of Ethics of Santander Holdings USA, Inc. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SANTANDER HOLDINGS USA, INC. | ||
Dated: May 29, 2013 | By: /s/ Gerard A. Chamberlain | |
Name: Gerard A. Chamberlain | ||
Title: Senior Vice President and Assistant Secretary | ||
EXHIBIT INDEX
Exhibit No. | Description | |
14 | Code of Ethics of Santander Holdings USA, Inc. | |