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EX-99.1 - EXHIBIT 99.1 - AMBAC FINANCIAL GROUP INCv338213_ex99-1.htm

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): February 28, 2013

 

AMBAC FINANCIAL GROUP, INC.

(Exact name of Registrant as specified in its charter)

 

         
Delaware   1-10777   13-3621676
(State of incorporation)  

(Commission

file number)

 

 

(I.R.S. employer

identification no.)

 

One State Street Plaza, New York, New York 10004

(Address of principal executive offices) (Zip Code)

 

(212) 668-0340

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))

 

 
 

 

 

Item 2.02 Results of Operations and Financial Condition.

 

On February 28, 2013, Ambac Financial Group, Inc. issued a press release announcing financial results for the fourth quarter and the full year ended December 31, 2012. Exhibit 99.1 is a copy of such press release and is incorporated by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

 

  (d) Exhibits.

 

         
   

Exhibit
Number

 

Item

     
    99.1   Earnings Press Release dated February 28, 2013.

 

 

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

         
    Ambac Financial Group, Inc.
    (Registrant)
Dated: March 14, 2013        
    By:  

/s/ Ronit Fischer

        First Vice President and Assistant General Counsel
         
 
 

 

INDEX TO EXHIBITS

 

 

     

Exhibit
Number

 

Description of Exhibit

   
99.1   Press Release dated February 28, 2013.