UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported)
February 27, 2013
HICKOK INCORPORATED
(Exact name of registrant as specified in its charter)
HICKOK INCORPORATED
(Exact name of registrant as specified in its charter)
|
Ohio
(State or other jurisdiction of incorporation) |
0-147
(Commission File Number) |
34-0288470
(IRS Employer Identification No.) |
10514
Dupont Avenue
Cleveland, Ohio
44108
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (216) 541-8060
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (216) 541-8060
Not
applicable
(Former name or former address, if
changed since
last report)
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Company's Annual Meeting of Shareholders held on February 27, 2013, the following individuals were elected to the Board of Directors to serve a one-year term:
The Shareholders voted on the following four proposals at the
Company's
Annual Meeting and cast their votes as
described below.
For information on how the votes have been tabulated for the above, see the Company's definitive Proxy Statement used in connection with the Annual Meeting of Shareholders.
SIGNATURES
Check the appropriate box below if the
Form 8-K
filing
is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Company's Annual Meeting of Shareholders held on February 27, 2013, the following individuals were elected to the Board of Directors to serve a one-year term:
|
Votes For
|
Votes
Withheld |
Broker Non-Votes |
|
| Robert L. Bauman |
2,119,155
|
21,500
|
339,871 |
| Edward F. Crawford |
2,119,155 |
21,500 |
339,871 |
| Jennifer A. Elliott |
2,119,155 |
21,500 |
339,871 |
| T. Harold Hudson |
2,063,656
|
76,999
|
339,871 |
| James T. Martin |
2,063,656
|
76,999
|
339,871 |
| Steven H. Rosen |
2,119,555
|
21,100
|
339,871 |
| Janet H. Slade |
2,063,056
|
77,599
|
339,871 |
| Kirin
M. Smith |
2,118,355 |
22,300 |
339,871 |
| Votes | Votes | Votes | |||
| For | Against | Abstained | |||
| 1. |
Ratification of
Meaden &
Moore, Ltd. as
independent
auditors for fiscal 2013. This proposal was approved. |
2,460,016 |
610 |
19,900 |
|
| |
| Votes | Votes | Votes | Broker
|
||
| For | Against | Abstained | Non-Votes |
||
| 2. |
Approve and adopt the 2013
Omnibus Equity Plan. This proposal was approved. |
2,114,647 |
24,906 |
1,102 |
339,871
|
| |
| Votes | Votes | Votes | Broker |
||
| For | Against | Abstained | Non-Votes |
||
| 3. |
Advisory vote on approval of
executive compensation, as described in
the proxy materials. This proposal was approved. |
2,059,750 |
77,955 |
2,950 |
339,871 |
| Votes |
Broker |
|||||
| 1 Year | 2 Year | 3
Years |
Abstained | Non-Votes |
||
| 4. |
Proposal to hold
an advisory
vote on the frequency of the advisory vote on executive compensation,
as described in the proxy materials. |
482,447 |
1,632 |
1,656,068 |
508 |
339,871
|
For information on how the votes have been tabulated for the above, see the Company's definitive Proxy Statement used in connection with the Annual Meeting of Shareholders.
SIGNATURES
Pursuant to the requirements of the
Securities
Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly authorized.
HICKOK INCORPORATED
/s/ Robert L. Bauman
Robert L. Bauman
President and CEO
Robert L. Bauman
President and CEO
Date: February 28, 2013