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EX-99.1 - EXHIBIT 99.1 - INTERPHASE CORPex99-1.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT PRUSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (date of earliest event reported): February 14, 2013
 
INTERPHASE CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
 
Texas
(State or Other Jurisdiction of Incorporation)

1-35267
 
75-1549797
(Commission File Number)
 
(IRS Employer Identification No.)

2901 North Dallas Parkway, Suite 200, Plano, Texas
 
75093
(Address of Principal Executive Offices)
 
(Zip Code)

(214) 654-5000
(Registrant’s Telephone Number, Including Area Code)
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(C))

 
 

 

Item 2.02.  Results of Operations and Financial Condition.

On February 14, 2013, Interphase Corporation (the “Company”) issued a press release regarding its financial results for the quarter ended December 31, 2012. A copy of the press release is attached hereto as Exhibit 99.1 and is being furnished, not filed, under Item 2.02 of this Current Report on Form 8-K.

Item 8.01.  Other Events.

As of December 31, 2012, the Company no longer meets the continuing listing standards for the NASDAQ Global market, due to the shareholder’s equity position being below $10 million.  The Company expects to be required to transfer its listing to the NASDAQ Capital market at some point in the coming months.

Item 9.01.  Financial Statements and Exhibits.

(d)   Exhibits

 
Exhibit 99.1 - Press Release Dated February 14, 2013.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  Interphase Corporation  
       
Date:   February 15, 2013 
By:
/s/ Thomas N. Tipton Jr.  
  Title: Chief Financial Officer, Secretary  
    Vice President of Finance and Treasurer  
       

EXHIBIT INDEX

Exhibit 99.1            Press Release dated February 14, 2013 (filed herewith)