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EX-10.1 - DISTRIBUTION AGREEMENT - BAXANO SURGICAL, INC.v333481_ex10-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K/A

 

(Amendment No. 1)

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

  

Date of Report (Date of earliest event reported): October 9, 2012

 

TRANS1 INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-33744   33-0909022

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

301 Government Center Drive

Wilmington, North Carolina 28403

(Address of principal executive offices)

(Zip Code)

 

(910) 332-1700

(Registrant’s telephone number, including area code)

  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))
 

 

 
 

 

EXPLANATORY NOTE

 

TranS1 Inc., a Delaware corporation (the “Company”), is filing this Amendment No. 1 to Form 8-K (this “Amendment”) to amend its Current Report on Form 8-K filed on October 12, 2012 (the “Form 8-K”) with the Securities and Exchange Commission (the “Commission”). The purpose of this Amendment is to refile Exhibit 10.1 (the “Exhibit”), which was originally filed with the Form 8-K, to conform it to the Company’s amended application for confidential treatment with respect to the Exhibit filed with the Commission. No other changes have been made to the Form 8-K.

 

This Amendment speaks as of the original filing date of the Form 8-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 8-K.

 

Item 9.01  Financial Statements and Exhibits.

 

(d)Exhibits.

 

Exhibit No.   Description
10.1   Distribution Agreement, dated as of October 9, 2012, by and between TranS1 Inc. and Jiade Sunshine. *
99.1   Press release, dated October 10, 2012 (previously filed).

 

* Portions of this exhibit have been omitted and filed separately with the Commission as part of an application for confidential treatment pursuant to the Securities Exchange Act of 1934, as amended.

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  TRANS1 INC.
   
   
Date: February 1, 2013 By: /s/ Joseph P. Slattery
    Joseph P. Slattery
   

Executive Vice President and

Chief Financial Officer

 

 
 

 

EXHIBIT INDEX

 

     
Exhibit No.   Description
10.1   Distribution Agreement, dated as of October 9, 2012, by and between TranS1 Inc. and Jiade Sunshine. *
99.1   Press release, dated October 10, 2012 (previously filed).

 

* Portions of this exhibit have been omitted and filed separately with the Commission as part of an application for confidential treatment pursuant to the Securities Exchange Act of 1934, as amended.