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EX-99 - EXHIBIT 99.1 - CARDICA INCcrdc20130130_8kex99-1.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): January 31, 2013


Cardica, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

 

 

Delaware

(State or Other Jurisdiction

of Incorporation)

 

000-51772

(Commission

File Number)

 

94-3287832

(IRS Employer

Identification No.)

 

900 Saginaw Drive, Redwood City, CA

(Address of Principal Executive Offices)

 

94063

(Zip Code)


Registrant's telephone number, including area code: (650) 364-9975


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 

 

 

Item 2.02 Results of Operations and Financial Condition

 

On January 31, 2013, Cardica, Inc. announced the results of operations for its fiscal quarter and year ended December 31, 2012. A copy of Cardica's press release, dated January 31, 2013, announcing these results is attached hereto as Exhibit 99.1.

 

The information set forth under this Item 2.02, including the exhibit attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.

 

Item 8.01 Other Events.

 

Cardica is also announcing that Christopher Littel, Cardica's Vice President, Sales and Marketing, will be leaving Cardica effective February 28, 2013.

 

Item 9.01 Financial Statements and Exhibits

 

 Exhibits

 

 

 

Exhibit No.

 

Description

99.1

 

Press release dated January 31, 2013, containing Cardica, Inc.'s results of operations for the fiscal quarter and year ended December 31, 2012.

 


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 

Cardica, Inc.

 
   

Date: January 31, 2013

/s/ Robert Y. Newell  
 

Robert Y. Newell

 
 

Chief Financial Officer

 

 

 
 

 

 

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1

 

Press release dated January 31, 2013, containing Cardica, Inc.'s results of operations for the fiscal quarter and year ended December 31, 2012.