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EX-99 - PRESS RELEASE DATED JANUARY 30, 2013 - PIPER JAFFRAY COMPANIESearningspressreleaseq4.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 _________________________________
FORM 8-K
 _________________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
 
January 30, 2013
 
 
 
Date of report (Date of earliest event reported)
 
_________________________________ 
 
 
PIPER JAFFRAY COMPANIES
 
 
 
(Exact Name of Registrant as Specified in its Charter)
 
_________________________________ 
 
Delaware
 
 
1-31720
 
 
30-0168701
 
 
(State of Incorporation)
 
 
(Commission File Number)
 
 
(I.R.S. Employer Identification No.)
 
 
 
 
 
 
 
 
 
 
 
800 Nicollet Mall, Suite 800
 
 
 
 
 
 
 
 
Minneapolis, Minnesota
 
 
 
 
 
55402
 
 
(Address of Principal Executive Offices)
 
 
 
 
 
(Zip Code)
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(612) 303-6000
 
 
 
 
 

(Registrant’s Telephone Number, Including Area Code)
 
 
 _________________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 





Item 2.02. Results of Operations and Financial Condition.

On January 30, 2013, Piper Jaffray Companies (the "Company") reported its financial results for its fourth fiscal quarter ended December 31, 2012. See the Company's press release dated January 30, 2013, which is furnished as Exhibit 99 hereto.
 
Item 9.01. Financial Statements and Exhibits.

(d)
Exhibit

99    Press Release dated January 30, 2013






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
PIPER JAFFRAY COMPANIES
 
 
 
 
Date: January 30, 2013
 
 
 
By
 
/s/ Debbra L. Schoneman
 
 
 
 
 
 
Debbra L. Schoneman
 
 
 
 
 
 
Chief Financial Officer







EXHIBIT INDEX
No.
  
Description
 
Manner of Filing
 
 
 
 
 
99
  
Press Release dated January 30, 2013
 
Filed Electronically