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EX-99.1 - EXHIBIT 99.1 - TOWER FINANCIAL CORPex99-1.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K
CURRENT REPORT


Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): January 24, 2013


TOWER FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)
 
       Indiana        000-25287       35-2051170
(State or other (Commission  (IRS Employer
jurisdiction of File Number) Identification No.)
incorporation)
   
 
 
116 East Berry Street, Fort Wayne, Indiana 46802
(Address of principal executive offices)


Registrant’s telephone number, including area code:  (260) 427-7000

Not Applicable
(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
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Item 2.02   Results of Operation and Financial Condition

On January 24, 2013, Tower Financial Corporation issued a press release titled “Tower Financial Corporation reports annual net income of $5.7 million.”

The full text of the press release, together with the exhibits thereto, is furnished herewith as Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1954, as amended, and shall not be deemed incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended.

Item 9.01 Financial Statement and Exhibits

 (c)           Exhibits

99.1
Press release, dated January 24, 2013, reporting Tower Financial Corporation’s financial results for its fourth quarter ended December 31, 2012.




SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 


Dated:  January 24, 2013
 
 
TOWER FINANCIAL CORPORATION
 
       
       
 
By:
/s/ Michael D. Cahill  
    Michael D. Cahill, Chief Executive Officer  
    Tower Financial Corporation  
 
 
 
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