Attached files
| file | filename |
|---|---|
| EX-3.1 - AMENDED AND RESTATED ARTICLES OF INCORPORATION - Mill City Ventures III, Ltd | v332816_ex3-1.htm |
| EX-99.1 - PRESS RELEASE - Mill City Ventures III, Ltd | v332816_ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 17, 2013
Mill City Ventures III, Ltd.
(Exact name of registrant as specified in its charter)
| Minnesota | 0-53045 | 20-4709758 |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
130 West Lake Street
Suite 300
Wayzata, MN 55391
(Address of principal executive offices)
(952) 473-3442
(Registrant's telephone number, including area code)
Poker Magic, Inc.
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
| Item 5.03. | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
On January 17, 2013, the officers of the Company filed with the Minnesota Secretary of State Amended and Restated Articles of Incorporation of the Company, which includes a change to the name of the Company from “Poker Magic, Inc.” to “Mill City Ventures III, Ltd.” A copy of the Amended and Restated Articles of Incorporation is attached hereto as Exhibit 3.1, and is incorporated herein by reference. Effective January 22, 2013, the Company’s trading symbol for its shares of common stock on the over-the-counter bulletin board changed from “POKR” to “MCVT” as a result of the above-described name change.
| Item 7.01 | Regulation FD. |
On January 23, 2013, the Company issued a press release announcing the above-described symbol change, and describing the Company’s plans to make an election to become a business development company under the Investment Company Act of 1940.
| Item 9.01. | Financial Statements and Exhibits. |
| (d) | Exhibits. |
| Exhibit | Description |
| 3.1 | Amended and Restated Articles of Incorporation. |
| 99.1 | Press Release. |
* * * * *
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Mill City Ventures III, Ltd. | ||
| Date: January 23, 2013 | By: | /s/ Douglas M. Polinsky |
| Douglas M. Polinsky, Chief Executive Officer | ||