Attached files

file filename
8-K - FORM 8-K - COMMUNITY FINANCIAL SHARES INCd458708d8k.htm
EX-4.2 - CERTIFICATE OF DESIGNATIONS ESTABLISHING SERIES D - COMMUNITY FINANCIAL SHARES INCd458708dex42.htm
EX-3.1 - AMENDED AND RESTATED CERTIFICATE OF INCORPORATION - COMMUNITY FINANCIAL SHARES INCd458708dex31.htm
EX-4.3 - CERTIFICATE OF DESIGNATIONS ESTABLISHING SERIES E - COMMUNITY FINANCIAL SHARES INCd458708dex43.htm
EX-4.5 - FORM OF STOCK CERTIFICATE FOR SERIES D - COMMUNITY FINANCIAL SHARES INCd458708dex45.htm
EX-4.4 - FORM OF STOCK CERTIFICATE FOR SERIES C - COMMUNITY FINANCIAL SHARES INCd458708dex44.htm
EX-4.1 - CERTIFICATE OF DESIGNATIONS ESTABLISHING SERIES C - COMMUNITY FINANCIAL SHARES INCd458708dex41.htm
EX-99.1 - PRESS RELEASE - COMMUNITY FINANCIAL SHARES INCd458708dex991.htm

Exhibit 4.6

 

LOGO


COMMUNITY FINANCIAL SHARES, INC.

Subject to any applicable regulatory approvals, the Board of Directors of Company is authorized by vote or votes, to provide for the issuance of serial preferred stock in series and to fix and state the voting powers, designations, preferences and relative, participating, optional, or other special rights of the shares of each such series and the qualifications, limitations and restrictions thereof. The Company will furnish to any shareholder upon request and without charge a full description of each class of stock and any series thereof.

 

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM     as tenants in common    UNIF GIFT MIN ACT       Custodian     
TEN ENT     as tenants by entireties      (Cust)      (Minor)
JT TEN     as joint tenants with right of survivorship          
    not as tenants in common      under Uniform Gifts to Minors Act
          
         (State)
       UNIF TRF MIN ACT       Custodian (until age                                 )
         (Cust)     
                 under Uniform Transfers
         (Minor)    
        to Minors Act         
                    (State)

Additional abbreviations may also be used though not in the above list.

 

 

 

For value received             hereby sell, assign and transfer unto

 

    SOCIAL SECURITY OR  TAXPAYER     IDENTIFICATION NUMBER    PLEASE PRINT OR TYPE – NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE     
         
          SHARES
       
     
           

 

    SOCIAL SECURITY OR  TAXPAYER     IDENTIFICATION NUMBER    PLEASE PRINT OR TYPE – NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE     
         
          SHARES
       
     
           

of the preferred stock represented by the within Certificate and do hereby irrevocably constitute and appoint

 

    Attorney to

transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

 

Dated                                          20                              
      

Signature(s)

IMPORTANT       

A NOTARY SEAL IS NOT ACCEPTABLE. THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION SUCH AS A COMMERCIAL BANK, TRUST COMPANY, SAVINGS AND LOAN, CREDIT UNION OR BROKER WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO SEC RULE 17AD-15.

      

Signature(s)

 

NOTICE: THE SIGNATURE(S) ON THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. THE SIGNATURE(S) MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY, OR BY A NEW YORK OR MIDWEST STOCK EXCHANGE MEMBER OR FIRM, WHOSE SIGNATURE IS KNOWN TO THE TRANSFER OFFICE.

      
      

Medallion Signature(s) Guarantee

THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OR (B) AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS OR BLUE SKY LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY AND ITS TRANSFER AGENT OR (II) UNLESS SOLD PURSUANT TO RULE 144 UNDER SAID ACT (PROVIDED THAT THE TRANSFEROR PROVIDES THE COMPANY WITH REASONABLE ASSURANCES (IN THE FORM OF A SELLER REPRESENTATION LETTER AND, IF APPLICABLE, A BROKER REPRESENTATION LETTER) THAT THE SECURITIES MAY BE SOLD PURSUANT TO SUCH RULE).