UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 17, 2012
NEXEO SOLUTIONS HOLDINGS, LLC
(Exact name of registrant as specified in its charter)
| Delaware | 333-179870-02 | 27-4328676 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
| 9303 New Trails Drive, Suite 400 The Woodlands, Texas |
77381 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code (281) 297-0700
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Nexeo Solutions Holdings, LLC (the “Company”) hereby files this amendment to the Form 8-K filed by the Company on November 16, 2012 to include additional disclosure under Item 5.02 regarding a one-time grant of Series B Units to certain members of management. The disclosure under Item 5.02 in the previous report is not affected by this amendment on Form 8-K/A and is incorporated herein by reference.
| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
| (e) | Compensatory Arrangements of Certain Officers |
On December 17, 2012, the Compensation Committee of the Board of Directors of the Company approved a threshold valuation of $1.10 per Series B Unit. The grant date value of the Series B Units awarded to certain members of management are set forth below:
Series B Unit Grants
| Name |
Title |
Series B Units | Grant Date Value |
|||||||
| Lisa P. Britt |
Executive Vice President and Chief Human Resources Officer |
250,000 | $ | 275,000 | ||||||
| Ross J. Crane |
Executive Vice President, Chief Financial Officer and Assistant Treasurer |
400,000 | $ | 440,000 | ||||||
| David L. Chapman |
Executive Vice President and Chief Information Officer |
250,000 | $ | 275,000 | ||||||
| Michael B. Farnell, Jr. |
Executive Vice President, Chief Legal Officer, Secretary and Assistant Treasurer |
100,000 | $ | 110,000 | ||||||
The Series B Unit grants were made on December 17, 2012.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NEXEO SOLUTIONS HOLDINGS, LLC | ||
| By: | /s/ Michael B. Farnell, Jr. | |
| Michael B. Farnell, Jr. | ||
| Executive Vice President and Chief Legal Officer | ||
Dated: December 20, 2012