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EX-10.1 - PRESS RELEASE - 5Barz International, Inc.exhibit_10-1.htm

 

 
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K/A

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 Date of Report (date of earliest event reported): December 6, 2012

 

5Barz International Inc.

 (Exact name of registrant as specified in its charter)

 

Nevada 000-53778 26-4343002

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

I.D. Number)

 

 

1218 Third Avenue, Suite 505

Seattle, Washington 98101

(Address of principal executive offices)    (Zip Code)

 

Registrant’s telephone number, including area code: (877) 723-7255

 

 

 

(Former name and former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 

 EXPLANATORY NOTE

5BARz International Inc. (the “Company”) is filing this Form 8-K/A as an amendment to the Current Report on Form 8-K filed by the Company with the U.S. Securities and Exchange Commission on December 13, 2012 (“Original Filing”). The Original Filing reported the appointment of Maxim Group, LLC as exclusive investment banking and financial advisory services agreement and the termination of NMS Capital Securities from exclusive investment banking and financial advisory services. The sole purpose of this Form 8K/A is to amend the date of the respective appointment and termination.

 

 

 
 

 

Item 1.01 ENTRY INTO MATERIAL DEFINITIVE AGREEMENT                

 

Engagement of Maxim Group LLC

 

On December 7, 2012 5BARz International Inc. entered into an exclusive investment banking and financial advisory services agreement with Maxim Group LLC, a registered broker dealer with principle offices in New York, New York. The agreement requires the completion of a due diligence review of the Company.

 

A copy of the press release issued in conjunction with the engagement is attached hereto.

 

Item 1.02 TERMINATION OF A MATERIAL DEFINITIVE AGREEMENT

 

On December 6, 2012 5BARz International Inc. terminated the exclusive investment banking and advisory services agreement with NMS Capital Securities, LLC. No fees are required in relation to the termination.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
Dated: December 18, 2012        
     
  5BARz International Inc.
     
  By:   /s/ Daniel Bland
 

Daniel Bland

President and Secretary

 

 

 

 


 

 

 
 

EXHIBIT INDEX

 

 

  Exhibit No.   Description
     
10.1  Press Release - 5BARz International Inc. Enlists Maxim Group as Financial Advisor and Investment Banker