Attached files

file filename
EX-21.1 - EXHIBIT 21.1 - PhenixFIN Corpv329151_ex21-1.htm
EX-31.2 - EXHIBIT 31.2 - PhenixFIN Corpv329151_ex31-2.htm
EX-31.1 - EXHIBIT 31.1 - PhenixFIN Corpv329151_ex31-1.htm
10-K - FORM 10-K - PhenixFIN Corpv329151_10k.htm

 

CERTIFICATION OF CHIEF EXECUTIVE OFFICER

AND CHIEF FINANCIAL OFFICER PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Annual Report on Form 10-K of Medley Capital Corporation, (the “Company”) for the annual period ended September 30, 2012, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), we, Brook Taube and Richard T. Allorto, Jr., Chief Executive Officer and Chief Financial Officer, respectively, of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to our knowledge:

 

(1)The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2)The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company as of the dates and for the periods expressed in the Report.

 

Dated: December 10, 2012

 

  By /s/ Brook Taube  
    Brook Taube  
    Chief Executive Officer  
       
  By /s/ Richard T. Allorto, Jr.  
    Richard T. Allorto, Jr.  
    Chief Financial Officer