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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

_________________

FORM 10-K

Amendment No. 1

_________________

þ     ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended: June 30, 2012

or

o     TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from: _______ to ______

_________________

HYDROMER, INC.

(Exact name of registrant as specified in its charter)

_________________

New Jersey 001-31238 22-2303576
(State or Other Jurisdiction (Commission (I.R.S. Employer
of Incorporation or Organization) File Number) Identification No.)

35 Industrial Parkway, Branchburg New Jersey 08876-3424
(Address of Principal Executive Offices) (Zip Code)

(908) 722-5000
(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

None

Title of each class
Name of each exchange on which registered

Securities registered pursuant to Section 12(g) of the Act: 

Common Stock Without Par Value

Title of each class

Name of each exchange on which registered

_________________

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.     Yes  o     No  þ

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.

Yes  o     No  þ

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  þ     No  o

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§229.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes  þ     No  o

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.     þ

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.

Large accelerated filer  o Accelerated filer  o Non-accelerated filer  o Smaller reporting company  þ

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).     Yes  o     No  þ

 

The aggregate market value of the voting stock held by non-affiliates of the Registrant at September 18, 2012 was approximately $3,059,423

The number of shares of Registrant's Common Stock outstanding on September 18, 2012 was 4,772,318.

Portions of the Audited Financial Statements for the year ended June 30, 2012 are incorporated by reference in Part II of this report. Portions of the Proxy Statement of Registrant date November 6, 2012 are incorporated by reference in Part III of this report.

 

 
 

 
 

ITEMS AMENDED HEREBY

 

As used in this amended report, “Hydromer” and the “Company” or “Us” or “We” or “Our” refer to Hydromer, Inc., a New Jersey corporation, unless the context otherwise requires.

 

EXPLANATORY NOTE

 

The purpose of this Amendment (the “Amendment”) to our Form 10-K for the Fiscal Year Ended June 30, 2012 (the “Form 10-K”), as filed with the Securities and Exchange Commission (the “SEC”) on November 16, 2012, is solely to furnish Exhibit 101 to the Form 10-K in accordance with Rule 405 of Regulation S-T.

 

Exhibit 101 to this report provides the consolidated financial statements and related notes from the Form 10-K formatted in XBRL (eXtensible Business Reporting Language).

 

This Amendment makes no other changes to the Form 10-K as filed with the SEC on November 16, 2012 and no attempt has been made in this Amendment to modify or update the other disclosures presented in the Form 10-K.

 

This Amendment does not reflect subsequent events occurring after the original filing of the Form 10-K (i.e., those events occurring after November 16, 2012) or modify or update in any way those disclosures that may be affected by subsequent events.

 

Accordingly, this Amendment should be read in conjunction with the Form 10-K and our other filings with the SEC.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

 

(i)


 
 

 

 

HYDROMER, INC.

FORM 10-K/A

FOR THE FISCAL YEAR ENDED JUNE 30, 2012

INDEX

 

          Page
PART IV OTHER INFORMATION    
           
  Item 15(a)3   Exhibits   1
           
SIGNATURES   2
           
INDEX OF EXHIBITS   3
           

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

(ii)


 
 

 

 

PART IV — OTHER INFORMATION

 

 

 

 

Item 15(a)3. Exhibits.

 

 

See Index of Exhibits on Page 3.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

 

 

 

 

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this amended report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: November 21, 2012 Hydromer Inc.
  Robert Y. Lee
Chief Accounting Officer

 

 

Date: November 21, 2012 Hydromer Inc.
  By: /s/ Manfred F. Dyck
  Manfred F. Dyck
President, Principal Executive Officer, Chairman of Board of Directors

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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INDEX OF EXHIBITS

 

Exhibit Number   Description
31.1   Certification of Manfred F. Dyck, Chief Executive Officer, pursuant to Securities Exchange Act Rule 13a-14(a) (1)
31.2   Certification of Robert Y. Lee, Chief Financial Officer, pursuant to Securities Exchange Act Rule 13a-14(a) (1)
32.1   Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Manfred F. Dyck, Chief Executive Officer of Hydromer, Inc. (1)
32.2   Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Robert Y. Lee, Chief Financial Officer of Hydromer, Inc. (1)
101.INS   XBRL Instance Document. (2)
101.SCH   XBRL Taxonomy Extension Schema Document. (2)
101.CAL   XBRL Taxonomy Extension Calculation Linkbase Document. (2)
101.DEF   XBRL Taxonomy Extension Definition Linkbase Document. (2)
101.LAB   XBRL Taxonomy Extension Label Linkbase Document. (2)
101.PRE   XBRL Taxonomy Extension Presentation Linkbase Document. (2)
     
(1) These exhibits were previously included in the Registrant’s Form 10-K for the fiscal year ended June 30, 2012, filed with the SEC on November 16, 2012.
(2)  Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibits 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, and Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
     

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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