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EXCEL - IDEA: XBRL DOCUMENT - ARC Group Worldwide, Inc.Financial_Report.xls

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  

 FORM 10 – Q/A

Amendment No. 1

  

  x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended September 30, 2012

 

OR

 

  ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ___________________________

 

000-18122

(Commission File Number)

 

ARC Group Worldwide, Inc.

(Exact name of registrant as specified in its charter)

 

Utah 87-0454148
(State or other jurisdiction of
incorporation)
(IRS Employer Identification Number)

 

810 Flightline Blvd.,
Deland, FL 32724
(Address of principal executive offices including zip code)

 

(386) 736-4890
(Registrant’s telephone number, including area code)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Date File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit and post such files). Yes x No ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer”, “accelerated filer” and “small reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer ¨   Accelerated filer ¨
     
Non-accelerated filer ¨   Smaller reporting company x

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x

 

As of November 1, 2012, the Registrant had 5,672,767 shares outstanding of its $.0005 par value common stock.

 

EXPLANATORY NOTE

 

ARC Group Worldwide, Inc. (the “Company”) is filing this Amendment No. 1 to its Quarterly Report on Form 10-Q (“Amendment No. 1”) for the quarter ended September 30, 2012 to correct certain errors contained in the Interactive Data Files included as exhibits as required by Part II, Item 6 (Exhibits) of Form 10-Q. We are filing this Amendment No. 1 only for the purpose of furnishing the corrected Interactive Data Files, included in Exhibits 101.INS, 101.SCH, 101.CAL, 101.DEF, 101.LAB and 101.PRE, in Part II, Item 6 of this Form 10-Q; no other information included in the Company’s Form 10-Q for the quarter ended September 30, 2012 is changed by this Amendment No. 1. In addition, this Amendment No. 1 does not reflect events that have occurred after November 14, 2012, the date we initially filed our Form 10-Q for the quarter ended September 30, 2012, nor does it modify or update those disclosures in the Form 10-Q that may have been affected by subsequent events.

 

Pursuant to Rule 406T of Regulation S-T, the Interactive Data Files furnished on Exhibit 101 hereto will not be deemed “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934 or otherwise subject to the liability of that section, nor will they be deemed filed or made a part of a registration statement or prospectus for purposes of Sections 11 and 12 of the Securities Act of 1933, or otherwise subject to liability under those sections.

 

 
 

 

Item 6. Exhibits

 

EXHIBIT INDEX

  

Exhibit
Number
  Description
3.1   Amended and Restated Articles of Incorporation dated October 11, 2000 (1)
3.2   Bylaws of the Company as amended and restated on March 25, 1998 (2)
10.11   Membership Interest Purchase Agreement by and among ARC Group Worldwide, Inc., Quadrant Management, Inc., QMP Holding Corp., QTS Holding Corporation, John Schoemer, Arlan Clayton, Robert Marten, Quadrant Metals Technologies LLC, and Carret P.T., LP dated April 6, 2012. (3)
10.12   Purchase Agreement among Precision Castparts Corp., AFT Europa KFT and ARC Group Worldwide, Inc. Dated as of April 6, 2012  (3)
10.13   Form of Unsecured Subordinated Convertible Promissory Note (3)
10.14   Advisory Agreement by and between ARC Group Worldwide, Inc. and Quadrant Management, Inc., dated as of January 21, 2009 (3)
10.15   Waiver of Advisory Agreement by and between ARC Group Worldwide, Inc. and Quadrant Management, Inc.(3)
10.16   Letter Agreement by and between ARC Group Worldwide, Inc. and Quadrant Management Inc. (3)
10.17   First Amendment to the AFT Acquisition Agreement, by and between Precision Castparts Corp., AFT Europa KFT and the Company, dated as of June 25, 2012. (4)
10.18   Waiver to the QMT Acquisition Agreement, by and between the Company and Quadrant Metals Technologies, LLC, dated as of June 25, 2012. (4)
10.19   Second Amendment to the AFT Acquisition Agreement, by and between Precision Castparts Corp., AFT Europa KFT and the Company, dated as of July 13, 2012. (4)
10.20   Waiver to the QMT Acquisition Agreement, by and between the Company and Quadrant Metals Technologies, LLC, dated as of July 13, 2012. (4)
31.1   Officers’ Certifications of Periodic Report pursuant to Section 302 of Sarbanes-Oxley Act of 2002. (5)
31.2   Officers’ Certifications of Periodic Report pursuant to Section 302 of Sarbanes-Oxley Act of 2002. (5)
32.1   Officers’ Certifications of Periodic Report pursuant to Section 906 of Sarbanes-Oxley Act of 2002. (5)
     
     

 

101.INS   XBRL Instance Document
101.SCH   XBRL Taxonomy Schema
101.CAL   XBRL Taxonomy Calculation Linkbase
101.DEF   XBRL Taxonomy Definition Linkbase
101.LAB   XBRL Taxonomy Label Linkbase
101.PRE   XBRL Taxonomy Presentation Linkbase

 

(1) Incorporated by reference from the Company’s Form 10-KSB for December 31, 2000 filed on April 2, 2001.
(2) Incorporated by reference from the Company’s Form 10-KSB for December 31, 1997 filed on March 31, 1998.
(3) Incorporated by reference from the Company’s Form 8-K filed on April 12, 2012.
(4) Incorporated by reference from the Company’s Definitive Proxy Statement filed on July 16, 2012.
(5) Incorporated by reference from the Company’s Form 10-Q filed on November 14, 2012.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

  

      ARC GROUP WORLDWIDE, INC.
         
Date: November 19, 2012      By: /s/ Theodore Deinard
      Name: Theodore Deinard
      Title: Interim Chief Executive Officer, Director
         
Date: November 19, 2012       By: /s/ Norma Caceres
      Name: Norma Caceres
      Title: Chief Financial Officer