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EX-99.1 - EXHIBIT 99-1 - UNICO AMERICAN CORPnews0912.htm



Washington, DC 20549





to Section 13 or 15(d) of the

Securities Exchange Act of 1934



         Date of report (Date of earliest event reported):  November 12, 2012



Unico American Corporation

 (Exact Name of Registrant as Specified in Its Charter)




(State or Other Jurisdiction of Incorporation)


0-3978 95-2583928
(Commission File Number) (IRS Employer Identification No.)
23251 Mulholland Drive  
Woodland Hills, California 91364
(Address of Principal Executive Offices) (Zip Code)



(818) 591-9800

(Registrant's Telephone Number, Including Area Code)



(Former name or former address, if changed since last Report.)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


|_| Written communications pursuant to Rule 425 under the Securities Act  (17 CFR 230.425)


|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 2.02.  Results of Operations and Financial Condition.


On November 12, 2012, the registrant issued a news release announcing its results of operations for the quarter ended September 30, 2012.   A copy of the news release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K.


The information in this Form 8-K and the Exhibit attached hereto shall not bedeemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing.





Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


                                            UNICO AMERICAN CORPORATION




Date: November 13, 2012     By:   /s/ Lester A. Aaron


                                                Name:   Lester A. Aaron

                                                Title:   Chief Financial Officer







                                  EXHIBIT INDEX



Exhibit Number        Description


99.1                            News release dated November 12, 2012