Attached files

file filename
S-1 - AVANGARD CAPITAL GROUP INC. - FORM S-1 - Avangard Capital Group, Incd426630ds1.htm
EX-4.4 - FORM OF UNIT CERTIFICATE - Avangard Capital Group, Incd426630dex44.htm
EX-3.2 - BYLAWS OF AVANGARD CAPITAL GROUP INC. - Avangard Capital Group, Incd426630dex32.htm
EX-4.1 - SPECIMEN COMMON STOCK CERTIFICATE - Avangard Capital Group, Incd426630dex41.htm
EX-4.6 - SUBSCRIPTION AGREEMENT - Avangard Capital Group, Incd426630dex46.htm
EX-3.1 - ARTICLES OF INCORPORATION - Avangard Capital Group, Incd426630dex31.htm
EX-5.1 - OPINION OF LEGAL & COMPLIANCE, LLC - Avangard Capital Group, Incd426630dex51.htm
EX-4.2 - FORM OF WARRANT AGREEMENT - Avangard Capital Group, Incd426630dex42.htm
EX-23.1 - CONSENT OF INDEPENDENT REGISTERED ACCOUNTING FIRM - Avangard Capital Group, Incd426630dex231.htm
EX-10.2 - FLOOR PLAN AGREEMENT - Avangard Capital Group, Incd426630dex102.htm
EX-3.1(A) - AMENDED AND RESTATED ARTICLES OF INCORPORATION - Avangard Capital Group, Incd426630dex31a.htm
EX-10.3 - DEMAND PROMISSORY NOTE - Avangard Capital Group, Incd426630dex103.htm
EX-10.4 - BUSINESS LINE OF CREDIT AGREEMENT - Avangard Capital Group, Incd426630dex104.htm
EX-4.1(A) - SPECIMEN PREFERRED STOCK CERTIFICATE - Avangard Capital Group, Incd426630dex41a.htm
EX-10.6 - CONFESSIONS OF JUDGEMENT - Avangard Capital Group, Incd426630dex106.htm
EX-10.1 - ASSIGNMENT AGREEMENT - Avangard Capital Group, Incd426630dex101.htm
EX-10.5 - SURETY AGREEMENT - Avangard Capital Group, Incd426630dex105.htm
EX-99.1 - AVANGARD AUTO FINANCE, INC. CODE OF BUSINESS CONDUCT AND ETHICS - Avangard Capital Group, Incd426630dex991.htm

Exhibit 4.3

SPECIMEN WARRANT CERTIFICATE

 

NUMBER   WARRANTS
W-              

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M.

NEW YORK CITY TIME,             , 2015)

AVANGARD CAPITAL GROUP, INC.

CUSIP

WARRANT

THIS WARRANT CERTIFIES THAT, for value received                                          or registered agents, is the registered holder of a Warrant or Warrants expiring [            ], 2013 (the “Warrant”) to purchase one fully paid and non-assessable ordinary share, par value $.001 per share (the “Shares”), of Avangard Capital Group, Inc., a Nevada corporation (the “Company”), for each Warrant evidenced by this Warrant Certificate.

The Warrant entitles the holder thereof to purchase from the Company, commencing on the date the Warrant commences separate trading from the Units (the “Detachment Date”), such number of Shares at the price of $         per share (the “Warrant Price”), upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Interwest Transfer Company, Inc., such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Interwest Transfer Company, Inc. In no event shall the registered holder(s) of this Warrant be entitled to receive a net-cash settlement, Shares or other consideration in lieu of physical settlement in Shares of the Company. The Warrant Agreement provides that, upon the occurrence of certain events, the Warrant Price and the number of Warrant Shares purchasable hereunder, set forth on the face hereof, may be adjusted, subject to certain conditions. The term Warrant Price as used in this Warrant Certificate refers to the price per Share at which Shares may be purchased at the time the Warrant is exercised.

This Warrant will expire on the date first above written if it is not exercised prior to such date by the registered holder pursuant to the terms of the Warrant Agreement or if it is not redeemed by the Company prior to such date.

 

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No fraction of a Share will be issued upon any exercise of a Warrant. If, upon exercise of a Warrant, a holder would be entitled to receive a fractional interest in a Share, the Company will, upon exercise, round up to the nearest whole number the number of Shares to be issued to the warrant holder.

Upon any exercise of the Warrant for less than the total number of full Shares provided for herein, there shall be issued to the registered holder(s) hereof or its assignee(s) a new Warrant Certificate covering the number of Shares for which the Warrant has not been exercised.

Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the registered holder(s) hereof in person or by attorney duly authorized in writing, may be exchanged in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants.

Upon due presentment for registration of transfer of the Warrant Certificate at the office or agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without charge except for any applicable tax or other governmental charge.

The Company and the Warrant Agent may deem and treat the registered holder(s) as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or other writing hereon made by anyone) for the purpose of any exercise hereof, of any distribution to the registered holder(s), and for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary.

This Warrant does not entitle the registered holder(s) to any of the rights of a shareholder of the Company.

The Company reserves the right to call the Warrant at any time prior to its exercise, with a notice of call in writing to the holder(s) of record of the Warrant, giving 30 days’ notice of such call at any time after the Warrant becomes exercisable if the last sales price of the Shares has been equal to or greater than $3.00, on each of ten (10) consecutive trading days. The call price of the Warrants is to be $.001 per Warrant. Any Warrant either not exercised or tendered back to the Company by the end of the date specified in the notice of call shall be canceled on the books of the Company and have no further value except for the $.001 call price.

 

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COUNTERSIGNED:

INTERWEST STOCK TRANSFER COMPANY, INC.

WARRANT AGENT

BY:

AUTHORIZED OFFICER

DATED:

AVANGARD CAPITAL GROUP, INC.

(Signature)

CHIEF EXECUTIVE OFFICER

(Seal)

(Signature)

PRESIDENT

 

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[REVERSE OF CERTIFICATE]

SUBSCRIPTION FORM

To Be Executed by the Registered Holder(s) in Order to Exercise Warrants

The undersigned Registered Holder(s) irrevocably elect(s) to exercise              Warrants represented by this Warrant Certificate, and to purchase the shares of Common Stock issuable upon the exercise of such Warrants, and requests that Certificates for such shares shall be issued in the name(s) of

(PLEASE TYPE OR PRINT NAME(S) AND ADDRESS)

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER(S))

 

and be delivered

to

 

 

  (PLEASE PRINT OR TYPE NAME(S) AND ADDRESS)

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the name of, and delivered to, the Registered Holder(s) at the address(es) stated below:

Dated:

(SIGNATURE(S))

(ADDRESS(ES))

(TAX IDENTIFICATION NUMBER(S))

ASSIGNMENT

 

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To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received,             hereby sell(s), assign(s), and transfer(s) unto

(PLEASE TYPE OR PRINT NAME(S) AND ADDRESS(ES))

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER(S))

 

and be delivered

to

 

 

  (PLEASE PRINT OR TYPE NAME(S) AND ADDRESS(ES))

of the Warrants represented by this Warrant Certificate, and hereby irrevocably constitute and appoint                                          Attorney to transfer this Warrant Certificate on the books of the Company, with full power of substitution in the premises.

Dated:

(SIGNATURE(S))

Notice: The signature(s) to this assignment must correspond with the name(s) as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

Signature(s) Guaranteed:

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

 

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THE SIGNATURE(S) TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME(S) WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK EXCHANGE.

 

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