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EXCEL - IDEA: XBRL DOCUMENT - Carbon Energy CorpFinancial_Report.xls


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 10-Q/A
Amendment No. 1

x
Quarterly report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934
 
For the quarter ended June 30, 2012 or
   
o
Transition report pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934
 
For the transition period from ___________ to ____________

Commission File Number: 000-02040

CARBON NATURAL GAS COMPANY
(Exact name of registrant as specified in its charter)

Delaware
 
26-0818050
(State or other jurisdiction of
 
(I.R.S. Employer
incorporation or organization)
 
Identification No.)
     
1700 Broadway, Suite 1170, Denver, CO
 
80290
(Address of principal executive offices)
 
(Zip Code)
     
Registrant's telephone number, including area code:
 
(720) 407-7043

 
(Former name, address and fiscal year, if changed since last report)

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Company was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
YES  x                    NO  o

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to rule 405 of Regulations S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
YES  x                     NO  o   

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See definitions of “large accelerated filer,” “accelerated filer” and ‘smaller reporting company” in Rule 12b-2 of the Exchange Act.
 
Large accelerated filer  o
Accelerated filer  o Non-accelerated filer  o Smaller reporting company  x
    (Do not check if a smaller  
   
reporting company)
 
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
YES  o                NO  x

Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date.

At August 11, 2012, there were issued and outstanding 115,795,405 shares of the Company’s common stock, $0.01 par value.

 
 

 
 
EXPLANATORY NOTE

The purpose of this Amendment No. 1 (“Amendment”) to our quarterly report on Form 10-Q for the period ended June 30, 2012, originally filed with the U.S. Securities and Exchange Commission on August 14, 2012, is solely to furnish Exhibit 101 in accordance with Rule 405 of Regulation S-T.

No other changes have been made in this Amendment. This Amendment speaks as of the original date of our Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.

Pursuant to Rule 406T of Regulation S-T, the interactive data files attached hereto as Exhibit 101 are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Act of 1934, as amended, and otherwise are not subject to liability under those sections.

ITEM 6.  Exhibits

Exhibit No.
 
Description
     
31.1*
 
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a) / Rule 15d-14(a).
31.2*
 
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a) / Rule 15d-14(a).
32.1*
 
Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted by Section 906 of the Sarbanes-Oxley Act of 2002.
32.2*
 
Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted by Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS**
 
XBRL Instance Document.
101.SCH**
 
XBRL Taxonomy Extension Schema Document.
101.CAL**
 
XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF**
 
XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB**
 
XBRL Taxonomy Extension Label Linkbase Document.
101.PRE**
 
XBRL Taxonomy Extension Presentation Linkbase Document.
     
*    Incorporated by reference from the quarterly report on Form 10-Q filed August 14, 2012.
**  Filed herewith.
 
 

 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

   
CARBON NATURAL GAS COMPANY
   
(Registrant)
     
Date: September 13, 2012
 
By:
/s/ Patrick R. McDonald
     
PATRICK R. MCDONALD,
     
President and CEO
       
       
Date: September 13, 2012
 
By:
/s/ Kevin D. Struzeski
     
KEVIN D. STRUZESKI
     
Chief Financial Officer