Attached files

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EX-10.2 - EXHIBIT 10.2 - ATRM Holdings, Inc.ex10-2.htm
EX-10.1 - EXHIBIT 10.1 - ATRM Holdings, Inc.ex10-1.htm
EX-10.3 - EXHIBIT 10.3 - ATRM Holdings, Inc.ex10-3.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 

 
FORM 8-K
 
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 

 
Date of Report (Date of earliest event reported):
August 27, 2012
 

 
AETRIUM INCORPORATED
(Exact name of registrant as specified in its charter)
 
Minnesota
0-22166
41-1439182
(State or Other Jurisdiction of
 Incorporation)
(Commission File Number)
(I.R.S. Employer Identification
Number)

 
2350 Helen Street
North St. Paul, Minnesota
 
55109
(Address of Principal Executive Offices)
(Zip Code)

(651) 770-2000
(Registrant’s Telephone Number, Including Area Code)
 
N/A
(Former Name or Former Address, If Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
£
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
£
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
£
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
£
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 
 
Section 5—Corporate Governance and Management
 
Item 5.02.  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On August 27, 2012, with the approval of the company’s compensation committee, the company entered into amendments to its letter agreements dated November 17, 2010 with Joseph C. Levesque, the company’s president and chief executive officer, and Douglas L. Hemer, the company’s chief administrative officer, providing for certain retirement benefits, and its letter agreement dated November 30, 2011 with Mr. Levesque providing for certain deferred compensation, which amendments add certain enforcement provisions similar to those included in the company’s change of control agreements with its officers. For further information, please refer to the letter agreements attached hereto as Exhibits 10.1, 10.2 and 10.3, which are incorporated by reference herein.

Section 9—Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits.
 
(c)      Exhibits.
 
Exhibit
 No.
 
 
Description
10.1
 
Letter agreement dated August 27, 2012 between Aetrium Incorporated and Joseph C. Levesque amending letter agreement dated November 17, 2010
 
10.2
 
Letter agreement dated August 27, 2012 between Aetrium Incorporated and Douglas L. Hemer amending letter agreement dated November 17, 2010
 
10.3
 
Letter agreement dated August 27, 2012 between Aetrium Incorporated and Joseph C. Levesque amending letter agreement dated November 30, 2011
 
 
 

 

SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
AETRIUM INCORPORATED
 
     
     
       
 
By:
/s/   Douglas L. Hemer  
    Douglas L. Hemer  
   
Chief Administrative Officer and Secretary
 
       
 
Dated:   August 28, 2012
 
 
 

 
 
AETRIUM INCORPORATED
 
FORM 8-K
 
Exhibit Index
 

Exhibit No.
 
Description
 
Method of Filing
10.1
 
Letter agreement dated August 27, 2012 between Aetrium Incorporated and Joseph C. Levesque amending letter agreement dated November 17, 2010
 
 
Filed herewith
10.2
 
Letter agreement dated August 27, 2012 between Aetrium Incorporated and Douglas L. Hemer amending letter agreement dated November 17, 2010
 
 
Filed herewith
10.3
 
Letter agreement dated August 27, 2012 between Aetrium Incorporated and Joseph C. Levesque amending letter agreement dated November 30, 2011
 
Filed herewith