Attached files
| file | filename |
|---|---|
| EXCEL - IDEA: XBRL DOCUMENT - Lake Victoria Mining Company, Inc. | Financial_Report.xls |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 10-Q/A
Amendment No. 1
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2012
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from _________ to _________
Commission File No. 000-53291
LAKE VICTORIA MINING COMPANY,
INC.
(Exact name of registrant as specified in its
charter)
| Nevada | Not Applicable |
| (State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
Suite 810 – 675 West Hastings Street, Vancouver, British
Columbia, Canada V6B 1N2
(Address of principal executive
offices) (zip code)
604.248.5750
(Registrant’s telephone
number, including area code)
Not Applicable
(Former name, former
address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all
reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
Yes [X] No
[ ]
Indicate by check mark whether the registrant has submitted
electronically and posted on its corporate Web site, if any, every Interactive
Data File required to be submitted and posted pursuant to Rule 405 of Regulation
S-T (§232.405 of this chapter) during the preceding 12 months (or for such
shorter period that the registrant was required to submit and post such files).
Yes [X] No [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer [ ] | Accelerated filer [ ] |
| Non-accelerated filer [ ] | Smaller reporting company [X] |
| (Do not check if a smaller reporting company) |
Indicate by check mark whether the registrant is a shell company
(as defined in Rule 12b-2 of the Exchange Act).
Yes [
] No [X]
2
APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS
DURING
THE PRECEDING FIVE YEARS
Check whether the registrant filed all documents and reports
required to be filed by Section 12, 13 or 15(d) of the Exchange Act after
distribution of securities under a plan confirmed by a court.
Yes [
] No [ ]
APPLICABLE ONLY TO CORPORATE ISSUERS
State the number of shares outstanding of each of the issuer’s
classes of common equity as of the latest practicable date:
As of
August 22, 2012, there were 111,770,733 shares of common stock, par value
$0.00001, outstanding.
EXPLANATORY NOTE
The sole purpose of this amendment to the quarterly report on Form 10-Q for the quarterly ended June 30, 2012, of Lake Victoria Mining Company, Inc. (the “Company”) which was originally filed with the Securities and Exchange Commission on August 14, 2012 (the “Original Filing”) is to furnish Exhibit 101 to the Form 10-Q, which contains the XBRL (eXtensible Business Reporting Language) Interactive Data File for the financial statements and notes included in Part I, Item 1 of the Form 10-Q. As permitted by Rule 405(a)(2)(ii) of Regulation S-T, Exhibit 101 was required to be furnished by amendment within 30 days of the original filing date of the Form 10-Q.
No other changes have been made to the Form 10-Q and the Form 10-Q has not been updated to reflect events occurring subsequent to the original filing date.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
LAKE VICTORIA MINING COMPANY, INC.
| By | /s/ David Kalenuik | |
| David Kalenuik | ||
| President, and Chief Executive Officer | ||
| (Principal Executive Officer) | ||
| Date: | August 22, 2012 | |
| By | /s/ Ming Zhu | |
| Ming Zhu | ||
| Chief Financial Officer | ||
| (Principal Accounting Officer and Principal | ||
| Financial Officer) | ||
| Date: | August 22, 2012 |
ITEM 6. EXHIBITS
| Exhibit | |
| Number | Description |
| 3.1 |
Articles of Incorporation (incorporated by reference from our Registration Statement on Form SB-2, filed on June 6, 2007) |
|
| |
| 3.2 |
Certificate of Amendment dated December 7, 2010 (incorporated by reference from our Current Report on Form 8-K dated December 10, 2010) |
|
| |
| 3.3 |
Amended and Restated Bylaws (incorporated by reference from our Current Report on Form 8-K filed on June 7, 2011) |
|
| |
| 4.1 |
Specimen Stock Certificate (incorporated by reference from our Registration Statement on Form SB-2 filed on June 6, 2007) |
|
| |
| 4.2 |
Form of Warrant Certificate for Offering Completed September 7, 2010 (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010) |
| 10.1 |
Option Agreement with Geo Can Resources Company Limited (incorporated by reference from our Annual Report on Form 10-K filed on July 14, 2009) |
| 10.2 |
Binding Letter Agreement with Kilimanjaro Mining Company Inc. (incorporated by reference from our Annual Report on Form 10-K filed on July 14, 2009) |
| 10.3 |
Consulting Services Agreement with Stocks That Move (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2009) |
| 10.4 |
Consulting Agreement with Robert Lupo (incorporated by reference from our Quarterly Report on Form 10-Q filed on February 22, 2010) |
| 10.5 |
Addendum to the Consulting Agreement with Robert Lupo (incorporated by reference from our Quarterly Report on Form 10-Q filed on February 22, 2010) |
| 10.6 |
Finder’s Fee Agreement with Robert A. Young and the RAYA Group (incorporated by reference from our Annual Report on Form 10-K filed on July 14, 2010) |
| 10.7 |
Termination of the Consulting Agreement with Robert Lupo (incorporated by reference from our Annual Report on Form 10-K filed on July 14, 2010) |
| 10.8 |
Consulting Agreement with Clive Howard Matthew King (incorporated by reference from our Annual Report on Form 10-K filed on July 14, 2010) |
| 10.9 |
Consulting Agreement dated October 7, 2010 between the Company and Misac Noubar Nabighian (incorporated by reference from our Current Report on Form 8-K filed on October 13, 2010) |
| 10.10 |
2010 Stock Option Plan (incorporated by reference from our Current Report on Form 8-K filed on October 13, 2010) |
| 10.11 |
Stock Exchange Agreement with Kilimanjaro Mining Company, Inc. and their selling shareholders (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2009) |
| 10.12 |
Form of Subscription Agreement for Offering Completed September 7, 2010(incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010) |
| 10.13 |
Amendment No. 1 to Consulting Agreement between the Company and Clive King dated effective November 11, 2010 (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010) |
| 10.14 |
Form of Mineral Property Sales Agreement dated May 15, 2009, July 29, 2009, August 28, 2009 and November 19, 2009 between a director of the Company and the landowners listed below (collectively the “Landowners”) (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010): |
|
No Owners Name | |
|
S01 Pius Joackim Game in Parenership with Mustafa Kaombwe and Msua Mkumbo | |
|
S03 Mohamed Suleimani and Partners Plus Chombo, Alfred Joakim and Heri S. Mhula | |
|
S04 Maswi Marwa In Partnership with Robert Malando, Andrew Julius Marando and Mathew Melania | |
|
S05 John Bina Wambura in Partnership with Fabiano Lango | |
|
S06 Elizabeth Shango | |
|
S07 Athuman Chiboni in Partnership with Maswi Marwa and Robert Malando | |
|
S08 Malando Maywili in Partnership with Charles Mchembe | |
|
S09 Robert Malando | |
|
S10 Raymond Athumani Munyawi | |
|
S11 Jeremia K. Lulu in Partnership with Agnes Musa, Juma Shashu, Neema Safari, Neema Tungaraza, Safari Neema Tungaraza, Safari Meema and Simon Gidazada |
| Exhibit | |
| Number | Description |
|
S12 Heri S. Mhula and partners Samweli Sumbuka, Plus Gam and Shambulingole | |
|
S13 Limbu Magambo Nyoda and Partners Saba Joseph, Bakari Kahinda | |
|
S14 Shambuli Sumbuka in Partnership with Limbu Gambo | |
|
S15 Salama Mselemu | |
|
S16 John Bina Wambura in Partnership with Bosco Sevelin Chaila; Plus Game; Saimon Jonga | |
|
S17 John Bina Wambura in Partnership with Jumanne Mtemi; Anton Gidion; Bosco Sevelin Chaila; Plus Game; Saimon Jonga | |
|
S18 Limbu Magambo in Partnership with Pous GamI and Shambuli Sumbuka | |
|
S19 Lukas Mmary in Partnership with Henry Pajero, John Bina, Massanja Game, Mwajuma Joseph, Mwita Magita and Plus Game | |
|
S20 Maswi Marwa In Partnership with Shagida malando; Marwa Marwa; Benidict Mitti and Fred Mgongo | |
|
S21 Mustafa IDD Kaombwe | |
|
S22 Mustafa IDD Kaombwe in Partnership with Mahega Malugoyi; Julias Kamana; Ramadhani Lyanga and Abas Mustafa | |
|
S23 Ramadhani Mohamed Lyanga In partnership With Mustafa Kaombwe and Bethod Njega | |
|
S24 Ales David Kajoro in partnership with Henry Ignas; Daud Peter and Julias Charles Rugiga | |
|
S25 Joel Mazemle in Partnership with Christina Mazemle, Plus Chombo and Limbu Magambo Nyoda | |
|
S26 Idd Ismail in Partnership with Bakari Abdi, Elizabeth U. Yohana, Emanuel Marco, Hamisi Ramadhan, Husein Hasan, Mnaya Hosea, and Sanane Msigalali | |
| 10.15 |
Form of Addendum No. 1 to Mineral Property Sales Agreement dated September 18, 2009 between a director of the Company and the Landowners (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010) |
| 10.16 |
Form of Addendum No. 2 to Mineral Property Sales Agreement dated January 18, 2010 between a director of the Company and the Landowners (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010) |
| 10.17 |
Form of Addendum No. 3 to Mineral Property Sales Agreement dated July 27, 2010 between a director of the Company and the Landowners (incorporated by reference from our Quarterly Report on Form 10- Q filed on November 23, 2010) |
| 10.18 |
Mineral Financing Agreement between the Company and Ahmed
Magoma dated October 19, 2009 |
| 10.19 |
Property Purchase Agreement between Geo Can Resources Company Limited and Kilimanjaro Mining Company, Inc dated May 5, 2009(incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010) |
| 10.20 |
Amendment to Mineral Financing Agreement between the Company and Ahmed Magoma dated October 27, 2009 (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010) |
| 10.21 |
Declaration of Trust of Geo Can Resources Company Limited dated July 23, 2009 (incorporated by reference from our Quarterly Report on Form 10-Q filed on November 23, 2010) |
| 10.22 |
Form of Subscription Agreement for non US Subscribers (incorporated by reference from our Current Report on Form 8-K filed on March 11, 2011) |
| 10.23 |
Form of Subscription Agreement for US Subscribers (incorporated by reference from our Current Report on Form 8-K filed on March 11, 2011) |
| 10.24 |
Consulting Agreement dated April 26, 2011 between David Kalenuik and the Company (incorporated by reference from our Current Report on Form 8-K filed on May 2, 2011) |
| 10.25 |
Consulting Agreement dated April 26, 2011 between Roger Newell and the Company (incorporated by reference from our Current Report on Form 8-K filed on May 2, 2011) |
| 10.26 |
Employment Agreement dated April 26, 2011 between Heidi Kalenuik and the Company (incorporated by reference from our Current Report on Form 8-K filed on May 2, 2011) |
| 10.27 |
Employment Agreement dated April 26, 2011 between Ming Zhu and the Company (incorporated by reference from our Current Report on Form 8-K filed on May 2, 2011) |
| 10.28 |
Geita Option Agreement dated May 6, 2011 between Otterburn Ventures Inc. and the Company (incorporated by reference from our Current Report on Form 8-K filed on May 12, 2011) |
| 10.29 |
Kalemela Option Agreement dated May 6, 2011 between Otterburn Ventures Inc. and the Company (incorporated by reference from our Current Report on Form 8-K filed on May 12, 2011) |
| 10.30 |
North Mara Option Agreement dated May 6, 2011 between Otterburn Ventures Inc. and the Company (incorporated by reference from our Current Report on Form 8-K filed on May 12, 2011) |
| Exhibit | |
| Number | Description |
| 10.31 |
Singida Option Agreement dated May 6, 2011 among Otterburn Ventures Inc., the Company and Ahmed Abubakar Magoma (incorporated by reference from our Current Report on Form 8-K filed on May 12, 2011) |
| 14.1 |
Code of Ethics (incorporated by reference from our Annual Report on Form 10-K filed on June 26, 2008) |
| 16.1 |
Letter dated October 8, 2010 from BehelerMick PS (incorporated by reference from our Current Report on Form 8-K filed on October 8, 2010) |
| 21.1 |
List of Subsidiaries |
| 31.1** |
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2** |
Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1** |
Certification of Chief Executive Officer pursuant Section 906 Certifications under Sarbanes-Oxley Act of 2002 |
| 32.2** |
Certification of Chief Financial Officer pursuant Section 906 Certifications under Sarbanes-Oxley Act of 2002 |
| 99.2 |
Audit Committee Charter (incorporated by reference from our Annual Report on Form 10-K filed on June 26, 2008) |
| 99.3 |
Disclosure Committee Charter (incorporated by reference from our Annual Report on Form 10-K filed on June 26, 2008) |
| 101. INS* XBRL |
Instance Document |
| 101. SCH* XBRL |
Taxonomy Extension Schema |
| 101. CAL* XBRL |
Taxonomy Extension Calculation Linkbase |
| 101. DEF* XBRL |
Taxonomy Extension Definition Linkbase |
| 101. LAB* XBRL |
Taxonomy Extension Label Linkbase |
| 101. PRE* XBRL |
Taxonomy Extension Presentation Linkbase |
* Filed herewith.
** Incorporated by reference from our Quarterly Report on Form 10-Q filed on August 14, 2012.