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EX-99.1 - EXHIBIT 99.1 - KCAP Financial, Inc.exh_991.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K/A
 
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported) August 8, 2012  
 
KCAP Financial, Inc.
(Exact name of registrant as specified in its charter)
 
Delaware
 
814-00735
 
20-5951150
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
 
295 MADISON AVENUE
NEW YORK, NY
 
10017
(Address of principal executive offices)
(Zip Code)
 
Registrant's telephone number, including area code:   (212) 455-8300
 
 
Kohlberg Capital Corporation
(Former name or former address, if changed since last report)
 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
   
[   ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[   ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[   ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[   ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
EXPLANATORY NOTE
 
The purpose of this Current Report on Form 8-K/A is to amend the Original Form 8-K with respect to the title of Dayl Pearson  which should be listed as president and chief executive office. No other amendments to the Original Form 8-K are being made by this Current Report on Form 8-K/A.
 
Item 2.02. Results of Operations and Financial Condition.
 
On August 8, 2012 the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
 
Item 9.01. Financial Statements and Exhibits.
 
    Exhibit 99.1.       Press release dated August 8, 2012
 
 
 

 
 
SIGNATURE
 
 
    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
KCAP Financial, Inc.
(Registrant)
 
 
August 9, 2012
(Date)
 
/s/   EDWARD U. GILPIN
Edward U. Gilpin
Chief Financial Officer
 
 
 

 

 
Exhibit Index
 
99.1
Press release dated August 8, 2012