Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - STEC, INC. | d383220dex991.htm |
| EX-99.2 - EXHIBIT 99.2 - STEC, INC. | d383220dex992.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
July 20, 2012
Date of Report (Date of earliest event reported)
STEC, INC.
(Exact name of registrant as specified in its charter)
| California | 000-31623 | 33-0399154 | ||
| (State of Incorporation) | (Commission File Number) |
(IRS Employer Identification Number) |
3001 Daimler Street
Santa Ana, California 92705-5812
(Address of principal executive offices) (Zip Code)
(949) 476-1180
(Registrant’s telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 8.01 | Other Events. |
The Staff of the Securities and Exchange Commission (the “Commission”) has notified STEC, Inc., a California corporation (the “Company”), by letters dated July 19, 2012 (the “Investigation Closure Letters”), which the Company received on July 20, 2012, that it does not intend to recommend any enforcement action by the Commission against either of the Company or Mark Moshayedi, who is the Company’s President, Chief Operating Officer and Chief Technical Officer. The Investigation Closure Letters are furnished herewith as Exhibits 99.1 and 99.2.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit Number |
Description of Exhibit | |
| 99.1* | Investigation closure letter dated July 19, 2012 from the Commission (regarding STEC, Inc.) | |
| 99.2* | Investigation closure letter dated July 19, 2012 from the Commission (regarding Mark Moshayedi) | |
| * | Furnished and not “filed” herewith for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, unless the Company specifically incorporates the foregoing information into those documents by reference. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| STEC, Inc. | ||||
| By: | /s/ Robert M. Saman | |||
| Date: July 23, 2012 | Robert M. Saman Chief Legal Officer, General Counsel and Secretary | |||