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EX-99.1 - EX-99.1 - DYNEGY HOLDINGS, LLCa12-15925_1ex99d1.htm

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported)

July 5, 2012

 

DYNEGY INC.

DYNEGY HOLDINGS, LLC

(Exact name of registrant as specified in its charter)

 

Delaware

Delaware

 

001-33443

000-29311

 

20-5653152

94-3248415

(State or Other Jurisdiction

of Incorporation)

 

(Commission File Number)

 

(I.R.S. Employer

Identification No.)

 

601 Travis, Suite 1400, Houston, Texas

 

77002

(Address of principal executive offices)

 

(Zip Code)

 

(713) 507-6400

(Registrant’s telephone number, including area code)

 

N.A.

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 7.01                                             Regulation FD Disclosure.

 

As previously disclosed, on November 7, 2011, Dynegy Holdings, LLC (“DH”) and four of its wholly-owned subsidiaries, Dynegy Northeast Generation, Inc., Hudson Power, L.L.C., Dynegy Danskammer, L.L.C. and Dynegy Roseton, L.L.C. (collectively, the “Debtors”), filed voluntary petitions for relief under Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Southern District of New York, Poughkeepsie Division (the “Bankruptcy Court”).  As also previously disclosed, on June 18, 2012, the Plan Proponents filed a Modified Third Amended Chapter 11 Plan of Reorganization (the “Modified Third Amended Plan”) and a related disclosure statement (the “Disclosure Statement”) with the Bankruptcy Court.

 

On July 5, 2012, the Bankruptcy Court entered an order approving the Disclosure Statement and Dynegy issued a press release announcing that it has received such approval.  A copy of Dynegy’s July 5, 2012 press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.  Court approval of the Disclosure Statement allows DH to begin soliciting formal creditor votes on the Modified Third Amended Plan. The deadline for voting on and for objecting to the Modified Third Amended Plan is August 24, 2012. The plan is subject to confirmation by the Bankruptcy Court and the confirmation hearing is scheduled for September 5, 2012.

 

Pursuant to General Instruction B.2 of Form 8-K and Securities and Exchange Commission Release No. 33-8176, the information contained in the press release furnished as an exhibit hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.  In addition, the press release contains statements intended as “forward-looking statements” which are subject to the cautionary statements about forward-looking statements set forth in such press release.

 

Item 9.01                                             Financial Statements and Exhibits.

 

(d) Exhibits:

 

Exhibit No.

 

Document

 

 

 

99.1

 

Press release dated July 5, 2012, announcing approval from the Bankruptcy Court of the Disclosure Statement.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

DYNEGY INC.

 

 

(Registrant)

 

 

 

 

Dated: July 5, 2012

 

By:

/s/ Catherine B. Callaway

 

 

Name:

Catherine B. Callaway

 

 

Title:

Executive Vice President & General Counsel

 

 

 

 

 

 

DYNEGY HOLDINGS, LLC

 

 

(Registrant)

 

 

 

 

Dated: July 5, 2012

 

By:

/s/ Catherine B. Callaway

 

 

Name:

Catherine B. Callaway

 

 

Title:

Executive Vice President & General Counsel

 

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EXHIBIT INDEX

 

Exhibit No.

 

Document

 

 

 

99.1

 

Press release dated July 5, 2012, announcing approval from the Bankruptcy Court of the Disclosure Statement.

 

4