UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________________
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 22, 2012
Kohlberg Capital Corporation
(Exact name of registrant as specified in its charter)
| Delaware | 814-00735 | 20-5951150 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (I.R.S. Employer Identification No.) | ||
295 MADISON AVENUE
NEW YORK, NY 10017
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (212) 455-8300
Not applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders.
Kohlberg Capital Corporation (the “Company”) held a Special Meeting of Shareholders on June 22, 2012 (the “Special Meeting”). At the Special Meeting, the Company submitted one proposal to the vote of the shareholders, which is described in detail in the Company’s proxy statement dated May 1, 2012. As of April 24, 2012, the record date for the Special Meeting, 26,609,963 shares of common stock were eligible to be voted, and 15,080,026 of those shares were voted in person or by proxy at the Special Meeting.
The Company’s shareholders approved the proposal to authorize the Company to, in one or more public or private offerings of its common stock, sell or otherwise issue shares of its common stock or warrants, options or rights to acquire its common stock at a price below the then current net asset value per share of such common stock, subject to certain conditions. The results of the vote were as follows:
| Total Votes For | Total Votes Against | Total Votes Abstained | ||||||||||
| All Shareholders | 11,622,849 | 3,345,956 | 111,221 | |||||||||
| All Shareholders Excluding Affiliates | 10,361,285 | 3,345,956 | 111,221 |
| * | Of the 26,609,963 shares of the Company’s common stock eligible to vote as of the record date for the Special Meeting, 21,748,399 shares of the Company’s common stock were held by persons or entities not affiliated with the Company. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: June 25, 2012
| Kohlberg Capital Corporation | ||
| By: | /s/ Edward U. Gilpin | |
| Name: Edward U. Gilpin | ||
| Title: Chief Financial Officer | ||