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EXCEL - IDEA: XBRL DOCUMENT - Westport Energy Holdings Inc.Financial_Report.xls

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q/A

Amendment No. 1

 

S   Quarterly report under Section 13 or 15(d) of the Securities Exchange Act of 1934

 

For the quarterly period ended September 30, 2011.

 

£   Transition report under Section 13 or 15(d) of the Exchange Act

 

For the transition period from _______ to _______.

 

Commission file number 000-28761

 

CARBONICS CAPITAL CORPORATION

(Exact name of registrant as specified in its Charter)

 

Delaware

(State or other jurisdiction of

incorporation or organization)

 

22-3328734

(I.R.S. Employer

Identification No.)

 

100 Overlook Center, 2nd Floor

Princeton, NJ 08540

(Address of Principal Executive Offices)

 

(905) 673-8501

(Registrant’s Telephone Number, Including Area Code)

 

Indicate by check mark whether the Issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the past 12 months (or for such shorter period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.

Yes þ No o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer”, “accelerated filer and “smaller reporting company” in Rule 12b-2 or the Exchange Act. (Check one):

Large Accelerated filer  o Accelerated Filer  o
Non-Accelerated Filer  ¨ Smaller Reporting Company  þ
(Do not check if a smaller reporting company)  

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act)

Yes o No þ

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    

Yes o   No þ

As of November 11, 2011 the Registrant had the following number of shares of its capital stock outstanding: 2,879,307,140 shares of Common Stock, par value $0.0001, and 921,890 shares of Series C Preferred Stock, par value $0.001, which are convertible, in accordance with their terms, into a number of shares of Common Stock equal to 73.75% of the fully diluted outstanding shares of Common Stock.

 
 

 

 EXPLANATORY NOTE 

The sole purpose of this amendment to Carbonics Capital Corporation’s quarterly report on Form 10-Q for the period ended September 30, 2011, filed with the Securities Exchange Commission on November 14, 2011 (“Form 10-Q”), is to furnish the interactive data files set forth in Exhibit 101 in accordance with Rule 405 of Regulation S-T.

 

No other changes have been made to the Form 10-Q. This amendment speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the Form 10-Q.

 

 
 

  

ITEM 6. EXHIBITS

 

(a) Exhibits

 

See the Exhibit Index following the signature page to this Form 10-Q/A.

 

 
 

 

SIGNATURES

 

In accordance with the requirements of the Exchange Act, the Registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

 

CARBONICS CAPITAL CORPORATION

 

 
Date: June 20, 2012 By:  /s/ Stephen J. Schoepfer  
    Name:  Stephen J. Schoepfer    
    Title:  Chief Executive Officer    
 
     
Date: June 20, 2012 By:  /s/ Stephen J. Schoepfer  
    Name: Stephen J. Schoepfer    
     Title:  Chief Financial Officer    

 

 
 

  

EXHIBIT INDEX

 

*31.1

  Section 302 Certification of Chief Executive Officer
     

*31.2

  Section 302 Certification of Chief Financial Officer
     
*32.1   Section 906 Certification of Chief Executive Officer and Chief Financial Officer
     
101  

The following materials from Carbonics Capital Corporation’s Form 10-Q for the quarter ended September 30, 2011, formatted in eXtensible Business Reporting Language (XBRL): (i) Condensed Consolidated Balance Sheets at September 30, 2011 (unaudited) and December 31, 2010, (ii) Consolidated Statements of Operations for the three and nine months ended September 30, 2011 and 2010 (with cumulative totals since inception) (unaudited), (iii) Condensed Consolidated Statements of Changes in Stockholders’ Deficiency for the period December 23, 2008 (inception) through September 30, 2011 (unaudited), (iv) Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2011 and 2010 (with cumulative totals since inception) (unaudited) and (v) Notes to Condensed Consolidated Financial Statements (unaudited). Furnished herewith.

 

________________

* Filed or furnished with the initial filing of this Form 10-Q filed on November 14, 2011.

† Pursuant to Rule 406T of Regulation S-T, the interactive data files included in Exhibit 101 are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.