UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Date of Report (Date of earliest event reported): June 14, 2012

 

Crumbs Bake Shop, Inc.
(Exact name of registrant as specified in its charter)

 

Delaware   001-35220   27-1215274
(State or other jurisdiction of   (Commission file number)   (IRS Employer
incorporation or organization)       Identification No.)

 

110 West 40th Street, Suite 2100, New York, NY   10018
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (212) 221-7105

 

N/A
(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

£Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

£Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

£Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

£Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.07Submission of Matters to a Vote of Security Holders.

 

At the Annual Meeting of Stockholders of Crumbs Bake Shop, Inc. (the “Corporation”) held on June 14, 2012, the stockholders voted on: (i) the election of five director nominees to serve until the 2013 annual meeting of stockholders and until their successors are duly elected and qualified (Proposal 1); (ii) the approval of an amendment to the Corporation’s Equity Incentive Plan to increase by 700,000 the number of shares of common stock that may be issued thereunder (Proposal 2), (iii) the ratification of the appointment of Rothstein Kass as the Corporation’s independent registered public accounting firm for fiscal year 2012 (Proposal 3); and (iv) the authorization of the Board of Directors to adjourn and postpone the annual meeting to a later date or dates if there is no quorum or there are insufficient votes to approve of the proposals (Proposal 4). These matters were submitted to a vote through the solicitation of proxies. The results of the votes are set forth below:

 

Proposal 1 – Election of Directors:

 

   For   Withheld   Abstain   Broker Non-Votes 
Mark D. Klein   6,446,221    170,607    -    769,609 
Frederick G. Kraegel   6,603,581    13,247    -    769,609 
Leonard A. Potter   6,602,431    14,397    -    769,609 
Andrew J. Moger   6,380,431    236,397    -    769,609 
Stephen Z. Fass   6,603,581    13,247    -    769,609 

 

Proposal 2 – Amendment of the Equity Incentive Plan:

 

For   Against   Abstain   Broker Non-Votes 
 6,188,717    424,439    3,672   769,609 

 

Proposal 3 – Ratification of the Appointment of Rothstein Kass:

 

For   Against   Abstain   Broker Non-Votes 
 7,321,413    41,878    23,146   - 

 

Proposal 4 – Board Authorization to Adjourn or Postpone the Annual Meeting:

 

For   Against   Abstain   Broker Non-Votes 
 7,074,063    299,522    12,852   - 

 

2
 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  CRUMBS BAKE SHOP, INC.  
       
       
Dated:  June 18, 2012 By: /s/ John D. Ireland  
    John D. Ireland  
    Senior Vice President & Chief Financial Officer  

  

3