UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): June 15, 2012 (June 12, 2012)

 

INVESTMENT TECHNOLOGY GROUP, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-32722

 

95-2848406

(State or Other

 

(Commission File

 

(I.R.S. Employer

Jurisdiction of

 

Number)

 

Identification No.)

Incorporation)

 

 

 

 

 

380 Madison Avenue

 

 

New York, New York

 

10017

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (212) 588-4000

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)

 

 

 



 

Item 5.07                     Submission of Matters to a Vote of Security Holders.

 

The annual meeting of stockholders of Investment Technology Group, Inc. (the “Company”) was held on June 12, 2012.  The stockholders elected all of the Company’s nominees for director, ratified the appointment of KPMG LLP as the Company’s independent auditors for the fiscal year 2012 and approved the advisory vote on executive compensation.  Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders.

 

(a)          Election of Directors:

 

Name of Director

 

Shares For

 

Shares Withheld

 

Broker Non-Votes

 

J. William Burdett

 

23,816,721

 

7,157,984

 

3,656,393

 

Minder Cheng

 

30,858,489

 

116,216

 

3,656,393

 

Christopher V. Dodds

 

25,939,219

 

5,035,486

 

3,656,393

 

Robert C. Gasser

 

25,897,703

 

5,077,002

 

3,656,393

 

Timothy L. Jones

 

26,047,705

 

4,927,000

 

3,656,393

 

Kevin J.P. O’Hara

 

21,165,725

 

9,808,980

 

3,656,393

 

Maureen O’Hara

 

23,908,961

 

7,065,744

 

3,656,393

 

Steven S. Wood

 

24,050,023

 

6,924,682

 

3,656,393

 

 

(b)         Ratification of the appointment of KPMG LLP as our independent auditors for the 2012 fiscal year:

 

Shares For

 

Shares Against

 

Shares Abstain

 

34,490,719

 

84,442

 

55,937

 

 

(c)          Advisory vote on executive compensation:

 

Shares For

 

Shares Against

 

Shares Abstain

 

Broker Non-Votes

 

23,115,116

 

7,819,897

 

39,692

 

3,656,393

 

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

INVESTMENT TECHNOLOGY GROUP, INC.

 

 

 

 

 

 

By:

/s/ P. Mats Goebels

 

 

 

P. Mats Goebels

 

 

 

Managing Director, General Counsel and Duly Authorized Signatory of Registrant

 

 

 

 

 

 

 

 

Dated: June 15, 2012

 

 

 

 

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