Attached files

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EXCEL - IDEA: XBRL DOCUMENT - TOMI Environmental Solutions, Inc.Financial_Report.xls
EX-31 - TOMI Environmental Solutions, Inc.tomz10qa0516exhib312.htm
EX-32 - TOMI Environmental Solutions, Inc.tomz10qa0516exhib321.htm
EX-31 - TOMI Environmental Solutions, Inc.tomz10qa0516exhib311.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 10-Q/A

(Amendment No. 1)

xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2012

OR

¨TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                      to                     

Commission File Number 000-09908

 

TOMI ENVIRONMENTAL SOLUTIONS, INC.

(Exact name of registrant as specified in its charter)

 

Florida 59-1947988

(State or other jurisdiction incorporation or organization) (IRS Employer Identification No.)

 

9454 Wilshire Blvd., Penthouse, Beverly Hills, CA 90212

(Address of principal executive offices) (Zip Code)

(800) 525-1698

(Registrant's telephone number, including area code)

 

Not Applicable

(Former name, former address and former fiscal year, if changed since last report)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or such shorter period that the registrant was required to submit and post such files). Yes [ ] No [X]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer [ ]

Accelerated filer [ ]

                                                   Non-accelerated filer [ ] (Do not check if a smaller reporting company)

Smaller reporting company [X]

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [ ] No [X]

 

 
 

 

APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY

PROCEEDINGS DURING THE PRECEDING FIVE YEARS:

 

Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of securities under a plan confirmed by a court. Yes [ ] No [ ]

 

APPLICABLE ONLY TO CORPORATE ISSUERS:

 

Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date.

 

As of May 15, 2012, the registrant had 68,612,997 shares of common stock outstanding.

 

Explanatory Note

This Amendment No. 1 to TOMI Environmental Solutions Inc.’s (the “Company”) Quarterly Report on Form 10-Q for the period ended March 31, 2012 (the “Form 10-Q”), as filed with the Securities and Exchange Commission on May 15, 2012, is being filed solely to furnish Exhibit 101 to the Form 10-Q as required by Item 601 of Regulation S-K. Exhibit 101 furnishes the following items in eXtensible Business Reporting Language (“XBRL”):

(i)Condensed Consolidated Balance Sheet as of March 31, 2012 and December 31, 2011;

(ii)  Unaudited Condensed Consolidated Statements of Operations for the Quarter Ended March 31, 2012 and 2011;

(iii)  Unaudited Condensed Consolidated Statements of Cash Flows for the Quarter Ended March 31, 2012 and 2011; and

(v)  Notes to Unaudited Condensed Consolidated Financial Statements.

 

  No other changes have been made to the Form 10-Q previously filed. This Amendment speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the original Form 10-Q.

 

In addition, pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as a result of this Amended Report, the certifications pursuant to Section 302 and Section 906 of the Sarbanes-Oxley Act of 2002, filed and furnished, respectively as exhibits to the Original Report have been re-executed and re-filed as of the date of this Amended Report and are included as exhibits hereto.

 

 
 

 

PART II: OTHER INFORMATION

 

ITEM 6. EXHIBITS

 

Part I: Exhibits

 

31.1   Certification of the Principal Executive Officer, as required by Rule 13a-14(a) of the Securities Exchange Act of 1934
     
31.2   Certification of the Principal Financial Officer, as required by Rule 13a-14(a) of the Securities Exchange Act of 1934
     
31.2   Certifications of the Principal Executive Officer provided pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
101.INS   XBRL Instance Document
     
101.SCH   Schema Document
     
101.CAL   Calculation Linkbase Document
     
101.LAB   Label Linkbase Document
     
101.PRE   Presentation Linkbase Document
     
101.DEF   Definition Linkbase Document

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

TOMI ENVIRONMENTAL SOLUTIONS, INC.

 

 

Date: May 16, 2012

 

By: /s/ Halden Shane

------------------------------------------------

Halden Shane

Principal Executive Officer

Principal Financial and Accounting Officer