U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 10-K/A

 

Amendment No. 1

(Mark One)

x

ANNUAL REPORT PURSUANT TO UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For Fiscal Year Ended: December 31, 2011

OR

¨

TRANSITION REPORT PURSUANT TO UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from _______________ to _______________

 

Commission file number: 333-140148

 

Mojo Organics, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware		20-0884348
(State or other jurisdiction of		(IRS Employer Identification No.)
incorporation or organization)

 

101 Hudson Street, 21st Floor
Jersey City, New Jersey		07302
(Address of principal executive offices)		(Postal Code)

 

Registrant’s telephone number: (201) 633-2300

 

Securities registered under Section 12(b) of the Act: None

 

Securities registered under Section 12(g) of the Act: None

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

Yes ¨   No x

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. Yes x   No ¨

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x   No ¨

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a smaller reporting company. See the definitions of the “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act:

 

Large Accelerated Filer ¨	Accelerated Filer ¨
Non-Accelerated Filer ¨	Smaller reporting company x
(Do not check if a smaller reporting company)

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

Yes ¨   No x

 

On June 30, 2011, there were 58,885,244 shares of the registrant's common stock, par value $0.001, issued and outstanding. Of these, 38,153,241 shares were held by non-affiliates of the registrant. The market value on June 30, 2011 of those shares held by non-affiliates was $30,141,060, based on the closing price of $0.79 per share for the registrant’s common stock. Shares of common stock held by each officer and director have been excluded from this calculation because such persons may be deemed to be affiliates. This determination of officer or affiliate status is not necessarily a conclusive determination for other purposes

 

DOCUMENTS INCORPORATED BY REFERENCE

Not Applicable.

 

 

EXPLANATORY NOTE

 

The purpose of this Amendment No. 1 to our Annual Report on Form 10-K for the period ended December 31, 2011, as filed with the Securities and Exchange Commission on April 13, 2012, is to furnish Exhibits 101 to the Form 10-K as required by Rule 405 of Regulation S-T.

 

No changes have been made to the Annual Report other than the furnishing of Exhibit 101.INS, 101.SCH, 101.CAL, 101.DEF, 101.LAB and 101.PRE described above. This Amendment No. 1 to Form 10-K does not reflect subsequent events occurring after the original filing date of the Form 10-K or modify or update in any way disclosures made in the Form 10-K.

 

 

PART IV

 

ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

 

Financial Statement Schedules

 

The consolidated financial statements of Mojo Organics, Inc. are listed on the Index to Financial Statements on this annual report on Form 10-K beginning on page F-1.

 

Exhibits

 

The following Exhibits are being filed with this Annual Report on Form 10-K:

 

Exhibit		SEC Report
No.		Reference Number		Description
2.1		2.1		Agreement and Plan of Merger by and among Specialty Beverage and Supplement, Inc., SBSI Acquisition Corp. and Mojo Ventures, Inc. dated May 13, 2011 (1)
2.2		2.1		Split-Off Agreement, dated as of October 27, 2011, by and among Mojo Ventures, Inc., SBSI Acquisition Corp., Mojo Organics, Inc., and the Buyers party thereto (2)
3.1		3.1		Certificate of Incorporation of Mojo Shopping, Inc., (3)
3.2		3.1		Amendment   to Certificate of Incorporation of Mojo Ventures, Inc. (4)
3.3		3.1		Certificate of Amendment to Certificate of Incorporation of Mojo Ventures, Inc. (5)
34.		3.4		Articles of Merger (1)
3.5		3.2		Bylaws of Mojo Shopping, Inc. (3)
3.6		3.1		Amended and Restated Bylaws of Mojo Ventures, Inc. (6)
10.1		10.14		Membership Interest Purchase Agreement dated May 13, 2011 between Ivona Janieszewski and Mojo Ventures, Inc. (1)
10.2		10.1		2011 Equity Incentive Plan (7)
10.3		10.1		Agreement dated as June 7, 2011 by and between the Registrant and The Broadsmoore Group, LLC (8)

 

 

Exhibit		SEC Report
No.		Reference Number		Description
10.4		10.1		General Release Agreement dated as of October 27, 2011, by and among Mojo Ventures, Inc., SBSI Acquisition Corp., Mojo Organics, Inc., and the Buyers party thereto (2)
14.1		14.1		Code of Ethics (12)
16.1		16.1		Letter, dated June 10, 2011, from Silberstein Ungar LLP (9)
16.2		16.1		Letter, dated December 15, 2011, from ZS Consulting Group LLP (10)
21		21		List of Subsidiaries (11)
23.1		23.1		Consent of Independent Registered Public Accounting Firm (11)
31.1/31.2		*		Certification of Chief Executive Officer and Chief Financial Officer, pursuant to SEC Rules 13a-14(a) and 15d-14(a), adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1/32.2		*		Certification of Chief Executive Officer and Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002**
101.INS		*		XBRL Instance Document***
101.SCH		*		XBRL Taxonomy Extension Schema Document***
101.CAL		*		XBRL Taxonomy Extension Calculation Linkbase Document***
101.DEF		*		XBRL Taxonomy Extension Definition Linkbase Document***
101.LAB		*		XBRL Taxonomy Extension Label Linkbase Document***
101.PRE		*		XBRL Taxonomy Extension Presentation Linkbase Document***

 

---

*

Filed/furnished herewith.

 

**

This certification is being furnished and shall not be deemed “filed” with the SEC for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Registrant specifically incorporates it by reference.

 

***

Furnished herewith. Pursuant to Rule 406T of Regulation S-T, the Interactive Data Files on Exhibit 101 hereto are deemed not filed or part of any registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, are deemed not filed for purposes of Section 18 of the Securities and Exchange Act of 1934, and otherwise are not subject to liability under those sections.

 

 

(1)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the Securities and Exchange Commission (the “SEC”) on May 18, 2011

 

(2)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the SEC on November 2, 2011

 

(3)

Incorporated by reference to the Registrant's Registration Statement on Form SB-2 as an exhibit, numbered as indicated above, filed with the SEC on December 19, 2007

 

(4)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the SEC on May 4, 2011

 

(5)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the SEC on January 4, 2012

 

(6)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the SEC on October 31, 2011

 

(7)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the SEC on August 12, 2011

 

(8)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the SEC on June 8, 2011

 

(9)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the SEC on June 10, 2011

 

(10)

Incorporated by reference to the Registrant’s Current Report on Form 8-K as an exhibit, numbered as indicated above, filed with the SEC on December 20, 2011

 

(11)

Incorporated by reference to the Registrant’s Annual Report on Form 10-K as an exhibit, numbered as indicated above, filed with the SEC on May 2, 2012

 

(12)

To be filed with the Registrant’s Quarterly Report on Form 10-Q as an exhibit, numbered as indicated above, for the quarter ended March 31, 2012

 

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

	MOJO ORGANICS, INC.
Dated:  May 3, 2012		By:	/s/Glenn Simpson
			Glenn Simpson, President and Chief
			Executive Officer and Interim Chief
			Financial Officer

 

In accordance with the Exchange Act, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

SIGNATURE		TITLE		DATE
/s/Glenn Simpson		Director		May 3, 2012
Glenn Simpson
/s/Jeffrey A. Devlin
Jeffrey A. Devlin		Director		May 3, 2012
/s/J. Robert LeShufy
J. Robert LeShufy		Director		May 3, 2012