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EX-99.03 - EXHIBIT 99.03 - ALLIANCEBERNSTEIN L.P.ex99_03.htm
EX-99.02 - EXHIBIT 99.02 - ALLIANCEBERNSTEIN L.P.ex99_02.htm
EX-99.01 - EXHIBIT 99.01 - ALLIANCEBERNSTEIN L.P.ex99_01.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):
 
May 2, 2012

AllianceBernstein l.p.
(Exact name of registrant as specified in its charter)
 
Delaware
000-29961
13-4064930
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)
 
1345 Avenue of the Americas, New York, New York
 
10105
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code:
 
212-969-1000
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 
 
Item 2.02.
Results of Operations and Financial Condition.
 
 
AllianceBernstein L.P. (“AllianceBernstein”) is furnishing the news release it issued on May 2, 2012 announcing financial and operating results for the quarter ended March 31, 2012 (“1Q12 Release”).  The 1Q12 Release is attached hereto as Exhibit 99.01.
 
 
AllianceBernstein is furnishing its First Quarter 2012 Review, dated May 2, 2012 (“1Q12 Review”).  The 1Q12 Review is attached hereto as Exhibit 99.02.
 
 
AllianceBernstein is furnishing a transcript of its conference call with analysts relating to the 1Q12 Release and the 1Q12 Review (“1Q12 Transcript”).  The call took place on May 2, 2012. The 1Q12 Transcript is attached hereto as Exhibit 99.03.
 
Item 7.01.  Regulation FD Disclosure.
 
 
AllianceBernstein is furnishing the 1Q12 Release, which is attached hereto as Exhibit 99.01.
 
 
AllianceBernstein is furnishing the 1Q12 Review, which is attached hereto as Exhibit 99.02.
 
 
AllianceBernstein is furnishing the 1Q12 Transcript, which is attached hereto as Exhibit 99.03.
 
Item 9.01. Financial Statements and Exhibits.
 
  (d) Exhibits.
 
  99.01
4Q11 Release.
 
  99.02
4Q11 Review.
 
  99.03
4Q11 Transcript.
 
 
 

 
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
AllianceBernstein l.p.
     
Dated:  May 3, 2012
By:
/s/ Edward J. Farrell
   
Edward J. Farrell
   
Senior Vice President, Controller and
    Interim Chief Financial Officer