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EX-10 - EXHIBIT 10.1 - TCF FINANCIAL CORPExhibit_10.1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

 

FORM 8-K

 

 

CURRENT REPORT 

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):

April 25, 2012

 

 

 

 

 

TCF FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Delaware

(State or other jurisdiction of

incorporation)

001-10253

(Commission File Number)

41-1591444

(IRS Employer Identification No.)

 

200 Lake Street East, Mail Code EX0-03-A, Wayzata, Minnesota 55391-1693

(Address of principal executive offices, including Zip Code)

 

(952) 745-2760

 (Registrant’s telephone number, including area code)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

.

 


 

 

Item  5.02   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

On April 25, 2012, at the 2012 Annual Meeting of Stockholders (the “2012 Annual Meeting”) of TCF Financial Corporation (“TCF”), stockholders approved an amendment to the TCF Financial Incentive Stock Program (the “Program”).  The amendment increased the number shares authorized under the Program by 2.0 million shares.  A copy of the Program, as amended and restated, is attached hereto as Exhibit 10.1 and is incorporated herein by reference.

 

Item 5.07  Submission of Matters to a Vote of Security Holders

 

The following is a brief description of each matter voted on at the 2012 Annual Meeting and the number of votes cast for, against or withheld, as well as the number of abstentions and broker non-votes, as to each matter.

 

  

  

  

  

  

  

  

Broker

  

  

  

  

  

For

  

Withheld

  

Non-Votes

  

  

1.

 Election of Directors:

  

  

  

  

  

  

  

  

  

Raymond L. Barton

  

138,262,037 

  

3,520,225 

  

11,888,770 

  

  

  

Peter Bell

  

140,613,988 

  

1,168,274 

  

11,888,770 

  

  

  

William F. Bieber

  

123,657,595 

  

18,124,667 

  

11,888,770 

  

  

  

Theodore J. Bigos

  

123,957,066 

  

17,825,196 

  

11,888,770 

  

  

  

William A. Cooper

  

139,117,191 

  

2,665,071 

  

11,888,770 

  

  

  

Thomas A. Cusick

  

140,384,042 

  

1,398,220 

  

11,888,770 

  

  

  

Craig R. Dahl

  

140,248,406 

  

1,533,856 

  

11,888,770 

  

  

  

Karen L. Grandstrand

  

140,804,333 

  

977,929 

  

11,888,770 

  

  

  

Thomas F. Jasper

  

140,228,925 

  

1,553,337 

  

11,888,770 

  

  

  

George G. Johnson

  

140,438,169 

  

1,344,093 

  

11,888,770 

  

  

  

Vance K. Opperman

  

123,873,249 

  

17,909,013 

  

11,888,770 

  

  

  

James M. Ramstad

  

140,726,915 

  

1,055,347 

  

11,888,770 

  

  

  

Gerald A. Schwalbach

  

123,685,707 

  

18,096,555 

  

11,888,770 

  

  

  

Barry N. Winslow

  

140,250,420 

  

1,531,842 

  

11,888,770 

  

  

  

Richard A. Zona

  

140,744,599 

  

1,037,663 

  

11,888,770 

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

Broker

  

  

  

For

  

Against

  

Abstentions

  

Non-Votes

2.

Approve an increase in the number 

  

  

  

  

  

  

  

  

  

of authorized shares under the TCF

  

  

  

  

  

  

  

  

  

Financial Incentive Stock Program

  

126,599,877 

  

14,988,091 

  

194,294 

  

11,888,770 

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

Broker

  

  

  

For

  

Against

  

Abstentions

  

Non-Votes

3.

Approve the amended and  restated

  

  

  

  

  

  

  

  

  

Directors Stock  Grant Program

  

137,731,683 

  

3,661,722 

  

388,857 

  

11,888,770 

  

  

  

  

  

  

  

  

  

  

 


 

 

 

  

  

  

  

  

  

  

  

  

Broker

  

  

  

For

  

Against

  

Abstentions

  

Non-Votes

4.

Advisory vote on executive  

  

  

  

  

  

  

  

  

  

compensation as disclosed in  the

  

  

  

  

  

  

  

  

  

Proxy Statement

  

108,080,838 

  

33,189,489 

  

511,935 

  

11,888,770 

  

  

  

  

  

  

  

  

  

  

  

  

  

For

  

Against

  

Abstentions

  

  

5.

Advisory vote on the appointment of

  

  

  

  

  

  

  

  

  

KPMG LLP as independent registered 

  

  

  

  

  

  

  

  

  

public accountants for the  fiscal year

  

  

  

  

  

  

  

  

  

ending December  31, 2012

  

152,214,780 

  

1,095,575 

  

360,677 

  

  

 

 

 

Item 9.01 Financial Statements and Exhibits

(d)  Exhibits.

 

 

 

 

 

Exhibit No.

TCF Financial Incentive Stock Program, as amended and restated

 

10.1

effective April 25, 2012

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

TCF FINANCIAL CORPORATION

 

 

 

 

 

 

/s/ William A Cooper

 

William A. Cooper,

Chairman and Chief Executive Officer

(Principal Executive Officer)

 

 

 

/s/ Michael S. Jones

 

Michael S. Jones, Executive Vice President and

Chief Financial Officer

(Principal Financial Officer)

 

 

 

 

/s/ David M. Stautz

 

David M. Stautz, Senior Vice President,

Controller and Managing Director,

Corporate Development

(Principal Accounting Officer)

 

Dated:    April 30, 2012

 

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