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EX-99.01 - EXHIBIT 99-01 - BATS Global Markets, Inc.dp29543_ex9901.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

Form 8-K
 

 
Current Report Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report: April 5, 2012
Date of earliest event reported: April 5, 2012
 

 
BATS GLOBAL MARKETS, INC.
(Exact name of registrant as specified in its charter)
 

 
Delaware
001-35460
11-381738
(State or other jurisdiction
of incorporation)
(Commission File Number)
 
(IRS Employer
Identification No.)
 
8050 Marshall Drive, Suite 120
Lenexa, KS 66214

(Address of principal executive offices, including zip code)

(913) 815-7000
(Registrant’s telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)


 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 

Item 3.01  Notice of Delisting

On April 5, 2012 BATS Global Markets, Inc., notified BATS Exchange, Inc. that it will file with the Securities and Exchange Commission a notification on Form 25 to delist from BATS Exchange, Inc. and withdraw from registration under Section 12(b) of the Securities Exchange Act of 1934, as amended, its Class A common stock, par value $0.01 per share.

A copy of the press release issued by the company is attached as Exhibit 99.1 to this current report and is incorporated herein by reference.

Item 9.01.  Financial Statements and Exhibits
 
(d) Exhibits
 
99.1                      Press Release issued by BATS Global Markets, Inc. dated April 5, 2012.
 
 
 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
BATS GLOBAL MARKETS, INC.
 
 
 
By:
/s/ Joe Ratterman
   
Name:
Joe Ratterman
   
Title:
Chairman, President and Chief Executive Officer

Date: April 5, 2012