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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 19, 2012
UNIVERSAL POWER GROUP, INC.
(Exact name of Registrant as specified in its charter)
Texas 001-33207 75-1288690
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(State or other jurisdiction of (Commission File (IRS Employer
incorporation) Number) Identification No.)
1720 Hayden Road, Carrollton, Texas 75006
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(Address Of Principal Executive Office) (Zip Code)
Registrant's telephone number, including area code (469) 892-1122
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On March 27, 2012, Universal Power Group, Inc. (the "Company") issued a
press release, a copy of which is attached hereto as Exhibit 99.1 and is
incorporated herein by reference, announcing its financial results for the
fourth quarter and year ended December 31, 2011.
ITEM 8.01: OTHER EVENTS.
UNIVERSAL POWER GROUP, INC.,(PLAINTIFF AND COUNTERDEFENDANT) V. RANDY T.
HARDIN, STEVEN W. CROW AND BRIGHT WAY GROUP, LLC (DEFENDANTS, COUNTER PLAINTIFFS
AND THIRD PARTY PLAINTIFFS) V. WILLIAM TAN, IAN EDMONDS AND MIMI TAN EDMONDS
(THIRD PARTY DEFENDANTS), Cause No. 11-09787-E (In the District Court of Dallas
County, Texas, 101st Judicial District). The Company initiated the above
referenced case on August 8, 2011 by filing its Original Petition and
Application for Temporary Injunction and for Permanent Injunctive Relief against
Randy Hardin, a former President of the Company, Bright Way Group, Hardin's new
business venture, and Steven Crow, the Company's former Vice President of
Product Development and Retail Chain Sales. On March 19, 2012, the parties
entered into a settlement agreement whereby Defendants agreed to pay the Company
a sum of money and also agreed to the entry of a temporary injunction
restricting Defendants from contacting certain of the Company's customers and
suppliers until January 1, 2013. The parties have agreed to dismiss all claims
and counterclaims in the lawsuit.
ITEM 9.01: FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS.
(d) Exhibits:
EXHIBIT
NUMBER DESCRIPTION
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99.1 Press release dated March 27, 2012.
In accordance with General Instruction B.2 of Form 8-K, the information in
this Current Report on Form 8-K, furnished pursuant to Item 2.02, including
Exhibit 99.1, shall not be deemed to be "filed" for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or
otherwise subject to the liability of that section, and shall not be
incorporated by reference into any registration statement or other document
filed under the Securities Act of 1933, as amended, or the Exchange Act, except
as shall be expressly set forth by specific reference in such filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Universal Power Group, Inc.
Date: March 27, 2012 By: /s/ Ian Edmonds
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Name: Ian Edmonds
Title: President and CE