GelTech Solutions, Inc. - FORM 10-Q/A - March 21, 2012

Attached files

file filename
EX-10.2 - TFISA DISTRIBUTION AGREEMENT - GelTech Solutions, Inc.gltc_ex102.htm
EX-31.1 - CERTIFICATION - GelTech Solutions, Inc.gltc_ex311.htm
EX-31.2 - CERTIFICATION - GelTech Solutions, Inc.gltc_ex312.htm
EX-10.3 - AMENDMENT NO. 1 TO THE TFISA DISTRIBUTION AGREEMENT - GelTech Solutions, Inc.gltc_ex103.htm
EX-32.1 - CERTIFICATION - GelTech Solutions, Inc.gltc_ex321.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

Amendment No. 1 to
 
FORM 10-Q

þ
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
   
For the quarterly period ended December 31, 2011
   
OR
   
o
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
   
For the transition period from _______________ to ________________

Commission file number 0-52993
 
GelTech Solutions, Inc.
(Exact name of registrant as specified in its charter)

Delaware
  
56-2600575
(State or other jurisdiction of
  
(I.R.S. Employer
incorporation or organization)
  
Identification No.)
     
1460 Park Lane South, Suite 1, Jupiter, Florida
  
33458
(Address of principal executive offices)
  
(Zip Code)
 
Registrant’s telephone number, including area code: (561) 427-6144

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ    No   o
 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).  Yes þ     No   o
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer
o
Accelerated filer
o
Non-accelerated filer  
o
Smaller reporting company
þ
(Do not check if a smaller reporting company)
    

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  Yes o   No   þ
 
Class
  
Outstanding at February 8, 2012
Common Stock, $0.001 par value per share
  
23,294,992 shares
 
 
 
 
 
EXPLANATORY NOTE

This Form 10-Q/A is being filed to include executed agreements as exhibits and also includes the certifications previously filed and furnished.
 
ITEM 6.
EXHIBITS.
 
   
  
  
Incorporated by Reference
  
Filed or
Furnished
No.
  
Exhibit Description
  
Form
  
Date
  
Number
  
Herewith
                     
3.1
  
Certificate of Incorporation
  
Sb-2
  
7/20/07
  
3.1
    
3.2
  
Amended and Restated Bylaws
  
Sb-2
  
7/20/07
  
3.2
    
3.3
  
Amendment No. 1 to the Amended and Restated Bylaws
  
10-K
  
9/28/10
  
3.3
    
3.4
  
Amendment No. 2 to the Amended and Restated Bylaws
  
8-K
  
9/26/11
  
3.1
    
10.1
  
Michael Hull Promissory Note
  
S-1
  
1/6/12
  
10.23
    
               
Filed*
               
Filed 
               
Filed
               
Filed
               
Furnished
101 INS
  
XBRL Instance Document
              
Furnished**
101 SCH
  
XBRL Taxonomy Extension Schema
              
Furnished**
101 CAL
  
XBRL Taxonomy Extension Calculation Linkbase
              
Furnished**
101 LAB
  
XBRL Taxonomy Extension Label Linkbase
              
Furnished**
101 PRE
  
XBRL Taxonomy Extension Presentation Linkbase
              
Furnished**
101 DEF
  
XBRL Taxonomy Extension Definition Linkbase
              
Furnished**
______
*  Filed pursuant to a confidential treatment request. Portions of the exhibit have been omitted pursuant to the request for confidential treatment.
  
** Attached as Exhibit 101 to this report are the Company’s financial statements for the quarter ended December 31, 2011 formatted in XBRL (eXtensible Business Reporting Language).  The XBRL-related information in Exhibit 101 to this report shall not be deemed “filed” or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act, and is not filed for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of those sections.

Copies of this report (including the financial statements) and any of the exhibits referred to above will be furnished at no cost to our shareholders who make a written request to GelTech Solutions, Inc., 1460 Park Lane South, Suite 1, Jupiter, Florida 33458, Attention: Darlene Cordani.
 
 
2
 
 
GELTECH SOLUTIONS, INC. AND SUBSIDIARIES
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
GELTECH SOLUTIONS, INC.
  
       
March 21, 2012
By:
/s/ Michael Cordani
  
   
Michael Cordani
  
   
Chief Executive Officer
(Principal Executive Officer)
  
       
March 21, 2012
By:
/s/ Michael Hull
  
   
Michael Hull
  
   
Chief Financial Officer
(Principal Financial Officer)
  
 
 
3
 
 

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