UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 28, 2012
Roundys, Inc.
(Exact name of Registrant as specified in its charter)
Delaware | 1-35422 | 27-2337996 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
875 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
(Address of Principal executive offices, including Zip Code)
(414) 231-5000 (Registrants telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Roundys, Inc. (the Company) filed with the Securities and Exchange Commission a Registration Statement on Form S-1 (Registration No. 333-178311) (as amended, the Registration Statement), which became effective on February 7, 2012 (such time, the Effective Time), and filed the related final prospectus (the Prospectus) on February 9, 2012. The summary compensation table for the 2011 fiscal year which was included in the Registration Statement and Prospectus did not reflect 2011 non-equity incentive plan compensation under the 2011 bonus plan because, at the Effective Time, these amounts were not yet calculable.
Effective on February 28, 2012, the non-equity incentive plan compensation amounts for each executive officer for the 2011 fiscal year were finally determined. The amount awarded to each of the Companys 2011 named executive officers and the amount of compensation that would have been reflected in the Total column of the Summary Compensation Table had the amounts of these awards been determined prior Effective Time are set forth below.
Name and Principal Position |
Non-Equity Incentive Plan Compensation ($) |
Total ($) | ||||||
Robert Mariano |
||||||||
Chairman, President and Chief Executive Officer |
702,309 | 1,623,273 | ||||||
Darren Karst |
||||||||
Executive Vice President and Chief Financial Officer |
532,763 | 1,219,798 | ||||||
Donald Rosanova |
||||||||
Executive Vice PresidentOperations |
290,849 | 797,650 | ||||||
John Boyle |
||||||||
Group Vice PresidentStore Operations |
150,419 | 542,331 | ||||||
Donald Fitzgerald |
||||||||
Group Vice PresidentMerchandising and Procurement |
150,419 | 538,533 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ROUNDYS, INC. | ||||||
Date: March 5, 2012 Name: | /s/ Ed Kitz | |||||
Ed Kitz | ||||||
Title: Corporate Secretary and Group Vice President Legal, Risk and Treasury |
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