Attached files
| file | filename |
|---|---|
| EX-31.1 - SECTION 302 CEO CERTIFICATION - PENSON WORLDWIDE INC | d303749dex311.htm |
| EX-31.2 - SECTION 302 CFO CERTIFICATION - PENSON WORLDWIDE INC | d303749dex312.htm |
| EX-10.1 - SECOND AMENDMENT, DATED AUGUST 4, 2011 - PENSON WORLDWIDE INC | d303749dex101.htm |
| 10-Q/A - FORM 10-Q AMENDMENT NO. 1 - PENSON WORLDWIDE INC | d303749d10qa.htm |
| EX-32.2 - SECTION 906 CFO CERTIFICATION - PENSON WORLDWIDE INC | d303749dex322.htm |
Exhibit 32.1
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
The undersigned Philip A. Pendergraft hereby certifies, for purposes of section 1350 of chapter 63 of title 18 of the United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, in his capacity as the Chief Executive Officer of Penson Worldwide, Inc. (the “Company”) that, to his knowledge, the Quarterly Report of the Company on Form 10-Q for the period ended September 30, 2011, fully complies with the requirements of Section 13(a) of the Securities Exchange Act of 1934; and the information contained in such report fairly presents, in all material respects, the financial condition and results of operations of the Company. This written statement is being furnished to the Securities and Exchange Commission as an exhibit to such Form 10-Q. A signed original of this written statement has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.
/s/ Philip A. Pendergraft
Philip A. Pendergraft
Chief Executive Officer
Dated: February 17, 2012