Attached files
| file | filename |
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| EX-10.2 - EX-10.2 - Pernix Group, Inc. | a12-3832_1ex10d2.htm |
| EX-10.1 - EX-10.1 - Pernix Group, Inc. | a12-3832_1ex10d1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): January 26, 2012
PERNIX GROUP, INC.
(Exact Name of Registrant as Specified in Charter)
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Delaware |
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333-92445 |
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36-4025775 |
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(State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
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151 E. 22nd Street Lombard, Il. |
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60148 |
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(Address of Principal Executive Offices) |
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(Zip Code) |
(630) 620-4787
(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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ITEM 5.02 |
DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. |
On January 26, 2012, the Compensation Committee of the Board of Directors (the “Board”) of Pernix Group, Inc. (the “Company”) approved certain employee incentive stock option grants (the “Employee Stock Option Grants”). The Employee Stock Option Grants were awarded to certain employees, including its President and Chief Executive Officer, the Vice President of Administration and Principal Financial Officer, the Vice President of Construction, the Vice President of Finance and Corporate Strategy and the Corporate Controller and Principal Accounting Officer. The preceding summary is qualified in its entirety by reference to the terms applicable to these awards as attached as Exhibit 10.2 to this report and hereby incorporated herein by reference.
The Employee Stock Option Grants are awarded under, and are subject to the terms and conditions of, the Company’s 2012 Incentive Stock Option Plan, as amended.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits.
The following documents are filed herewith:
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Exhibit 10.1 |
Employee Stock Option Grant Awards |
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Exhibit 10.2 |
Form of Stock Option Award Notice and Agreement. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PERNIX GROUP, INC. | |
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By: |
/s/ Nidal Z. Zayed |
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Nidal Z. Zayed |
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President and Chief Executive Officer |
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By: |
/s/ Gregg D. Pollack |
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Gregg D. Pollack |
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Vice President — Administration and Chief Financial Officer |
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By: |
/s/ Carol J. Groeber |
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Carol J. Groeber |
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Corporate Controller and Principal Accounting Officer |
Dated: January 31, 2012