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EX-99.2 - EXHIBIT 99.2 - MORGAN STANLEYa50133733ex99_2.htm
EX-99.1 - EXHIBIT 99.1 - MORGAN STANLEYa50133733ex99_1.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
WASHINGTON, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): January 19, 2012
 
 
Morgan Stanley
 
  (Exact name of Registrant as specified
in its charter)
 
 
Delaware 1-11758  36-3145972 
(State or other jurisdiction of incorporation) (Commission
File Number)
(I.R.S. Employer Identification No.) 
 
 
 
 
1585 Broadway, New York, New York 10036
 
 
(Address of principal executive offices, including zip code)
 
                                                                                    
Registrant's telephone number, including area code:         (212) 761-4000
 
 
 
 
  (Former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
[  ] 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ] 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 
 
 
 

 
 
Item 2.02.
Results of Operations and Financial Condition
 
                  On January 19, 2012, Morgan Stanley (the "Registrant") released financial information with respect to its quarter and year ended December 31, 2011. A copy of the press release containing this information is annexed as Exhibit 99.1 to this Report and by this reference incorporated herein and made a part hereof. In addition, a copy of the Registrant's Financial Data Supplement for its quarter and year ended December 31, 2011 is annexed as Exhibit 99.2 to this Report and by this reference incorporated herein and made a part hereof.

                  The information furnished under Item 2.02 of this Report, including Exhibit 99.1 and Exhibit 99.2, shall be deemed to be "filed" for purposes of the Securities Exchange Act of 1934, as amended.
 
 
Item 9.01.
Financial Statements and Exhibits
 
 
99.1
Press release of the Registrant, dated January 19, 2012, containing financial information for the quarter and year ended December 31, 2011.
     
 
99.2
Financial Data Supplement of the Registrant for the quarter and year ended December 31, 2011.
 
 
 

 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
 
 
 
MORGAN STANLEY
 
(Registrant)
  By:  /s/ Paul C. Wirth   
 
Paul C. Wirth
 
Deputy Chief Financial Officer and Controller
     
     
     
Dated: January 19, 2012