Attached files
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EX-99.5.1 - EXHIBIT 5.1 - FIRST NIAGARA FINANCIAL GROUP INC | c25862exv99w5w1.htm |
EX-99.6.1 - EXHIBIT 6.1 - FIRST NIAGARA FINANCIAL GROUP INC | c25862exv99w6w1.htm |
EX-99.1.1 - EXHIBIT 1.1 - FIRST NIAGARA FINANCIAL GROUP INC | c25862exv99w1w1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 13, 2011
First Niagara Financial Group, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 000-23975 | 42-1556195 | ||
(State or other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
726 Exchange Street, Suite 618, Buffalo, NY |
14210 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrants telephone number, including area code: (716) 819-5500
Not Applicable |
(Former name or former address if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Exhibit No. | Description | |||
1.1 | Underwriting Agreement, dated December 8, 2011, between the Company and Goldman, Sachs & Co.,
in its capacity as representative of the several underwriters named therein. |
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5.1 | Opinion of Sullivan & Cromwell LLP, dated December 13, 2011. |
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6.1 | Supplemental Indenture, dated as of December 13, 2011, between the Company and U.S. Bank
National Association. |
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6.2 | Form of 7.25% Subordinated Notes due 2021 (included in Exhibit 6.1). |
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23.1 | Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1). |
First Niagara Financial Group, Inc. | ||
(Registrant) | ||
December 13, 2011 | /s/ GREGORY W. NORWOOD | |
(Date) | Gregory W. Norwood | |
Chief Financial Officer | ||
(Duly authorized representative) |
No. | Description | |||
1.1 | Underwriting Agreement, dated December 8, 2011, between the Company and Goldman, Sachs & Co.,
in its capacity as representative of the several underwriters named therein. |
|||
5.1 | Opinion of Sullivan & Cromwell LLP, dated December 13, 2011. |
|||
6.1 | Supplemental Indenture, dated as of December 13, 2011, between the Company and U.S. Bank
National Association. |
|||
6.2 | Form of 7.25% Subordinated Notes due 2021 (included in Exhibit 6.1). |
|||
23.1 | Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1). |