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EX-99.1 - EXHIBIT 99.1 - SEVCON, INC.ex99_1.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549


 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  December 5, 2011


 
SEVCON, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
001-9789
04-2985631
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

155 Northboro Road
Southborough, MA   01772
(Address of principal executive offices and zip code)

(508) 281-5510
(Registrant’s telephone number, including area code)
 
N/A
(Former name or former address, if changed since last report.)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 

 
 
Item 2.02.
Results of Operations and Financial Condition
 
On December 5, 2011 the Registrant issued a press release announcing financial results for the fourth fiscal quarter and fiscal year ended September 30, 2011.  A copy of such press release is filed as Exhibit 99.1 hereto and is incorporated by reference herein in its entirety.
 
Item 9.01  
Financial Statements and Exhibits.
 
(d)
Exhibits
   
99.1
Press Release issued by the Registrant on December 5, 2011 is furnished herewith.
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
TECH / OPS SEVCON, INC.
 
       
 
By:
/s/ Raymond J. Thibault Jr.
 
   
Raymond J. Thibault Jr.
 
   
Assistant Treasurer
 
       
Dated:  December 6, 2011
     
 
EXHIBIT INDEX
 
Exhibit
Number
 
Description of Exhibit
     
 
Press Release issued by the Registrant on December 5, 2011.