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EX-99 - EXHIBIT 99.1 - TRANS LUX Corpexhibit99.htm

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM 8-K

 

CURRENT REPORT

_________________

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  November 18, 2011


TRANS-LUX CORPORATION

(Exact name of registrant as specified in its charter)



Delaware

1-2257

13-1394750

(State or other jurisdiction

(Commission

(I.R.S. Employer

of incorporation)

File Number)

Identification No.)



26 Pearl Street, Norwalk, CT  06850-1647

(Address of principal executive offices) (Zip Code)


Registrant’s telephone number, including area code:  (203) 853-4321


______________________________________________________________________________

(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:


[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Item 2.02

Results of Operations and Financial Condition


On November 18, 2011, Trans-Lux Corporation issued a press release announcing results of operations for the nine months ended September 30, 2011.  A copy of the press release is furnished (not filed) as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.



Item 9.01

Financial Statements and Exhibits


(d)

Exhibits.


99.1

Press release dated November 18, 2011.





SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized:



TRANS-LUX CORPORATION




by:   /s/ Angela D. Toppi

   Angela D. Toppi

   Executive Vice President

   and Chief Financial Officer




by:   /s/ Todd Dupee

   Todd Dupee

   Vice President and

   Controller







Dated:  November 28, 2011