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EX-10 - EXHIBIT 10.1 - SharpSpring, Inc.smtp1122118k_ex10z1.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 8-K

CURRENT REPORT


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): November 22, 2011 (November 18, 2011)


SMTP, Inc.

 (Exact name of registrant as specified in its charter)


 

 

 

Delaware

0-54309

05-0502529

(State or other jurisdiction of Incorporation or Organization)

(Commission File Number)

(I.R.S. Employer
Identification No.)


 

 

 

One Broadway, 14th Floor, Cambridge, Massachusetts

 

02142

(Address of principal executive offices)

 

(Zip Code)


Registrant's telephone number, including area code: 617-500-8635


 

 

 

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


[  ]

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 1.01

Entry into a Material Definitive Agreement.


On November 18, 2011 the registrant entered into an Investment Banking Agreement with Littlebanc Advisors, LLC, securities offered through Wilmington Capital Securities, LLC, to act as the registrant’s exclusive financial advisor on matters related to the registrant’s investment banking and corporate financing activities. The agreement is for a period of 6 months, unless terminated earlier pursuant to the terms provided in the agreement.


The foregoing discussion is qualified in its entirety by reference to the agreement, which is attached as Exhibit 10.1 to this Form 8-K.


Item 9.01

Financial Statements and Exhibits

 

Exhibit No.

Description


10.1

Investment Banking Agreement


SIGNATURES


Pursuant to the requirements of the Securities Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


SMTP, INC.


By:

/s/ Semyon Dukach

Semyon Dukach

Chief Executive Officer


Dated: November 22, 2011