UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 17, 2011
OBA FINANCIAL SERVICES, INC.
(Exact Name of Registrant as Specified in its Charter)
| Maryland | 001-34593 | 27-1898270 | ||
| (State or Other Jurisdiction of Incorporation) |
(Commission File No.) |
(I.R.S. Employer Identification No.) | ||
| 20300 Seneca Meadows Parkway, Germantown, Maryland | 20876 | |||
| (Address of Principal Executive Offices) | (Zip Code) | |||
Registrant’s telephone number, including area code: (301) 916-0742
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
The Annual Meeting of Stockholders was held on November 17, 2011. The matters listed below were submitted to a vote of the stockholders through the solicitation of proxies, and the proposals are described in detail in the Company’s Proxy Statement filed with the Securities and Exchange Commission on October 14, 2011. The final results of the stockholder vote are as follows:
| 1. | The election of directors of the Company, to serve for three-year terms and until their successors are elected and qualified |
| For | Withhold | Broker Non-Votes |
||||||||||
| James C. Beadles |
2,176,416 | 280,954 | 1,292,604 | |||||||||
| Dr. Paul J. Hanges |
2,353,712 | 103,658 | 1,292,604 | |||||||||
| Stacie W. Rogers |
2,181,216 | 276,154 | 1,292,604 | |||||||||
| 2. | The ratification of the appointment of ParenteBeard LLC as the independent registered public accounting firm for the fiscal year ending June 30, 2012 |
| For |
Against | Abstain | Broker Non-Votes |
|||||||||
| 3,640,462 | 7,344 | 102,168 | — | |||||||||
| Item 9.01. | Financial Statements and Exhibits. |
Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| OBA Financial Services, Inc. | ||||
| DATE: November 22, 2011 |
By: | /s/ David A. Miller | ||
| David A. Miller | ||||
| Senior Vice President and Chief Financial Officer | ||||
EXHIBIT INDEX
| Exhibit |
Description | |
| 10.1 | OBA Financial Services, Inc. 2011 Equity Incentive Plan (incorporated by reference to Appendix A to the proxy statement for the Special Meeting of Stockholders filed with the Securities and Exchange Commission on April 11, 2011 (File No. 001-34593)) | |