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EX-99.1 - EXHIBIT 99.1 - EDELMAN FINANCIAL GROUP INC.v240836_ex99-1.htm
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported)  November 16, 2011 November 16, 2011)
 
The Edelman Financial Group Inc.
(Exact name of registrant as specified in its charter)
 
Texas
(State or other jurisdiction of incorporation)
 
0-30066
 
76-0583569
(Commission File Number)
 
(IRS Employer Identification No.)
     
600 Travis, Suite 5800, Houston, Texas
 
77002
(Address of principal executive offices)
 
(Zip Code)
 
Registrant’s telephone number, including area code  (713) 993-4610
 
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
 
Item 8.01.   Other Events.
 
On November 16, 2011, The Edelman Financial Group Inc. (the “Company”) announced that its board of directors had declared a quarterly dividend of $0.05 per share of common stock for the fourth quarter of 2011.  The dividend will be payable on January 19, 2012, to common stockholders of record at the close of business on January 5, 2012.
 
Any future dividends will be at the discretion of the Company’s board of directors after taking into account various factors, including general economic and business conditions, tax considerations, its strategic plans, its financial results and condition, its expansion plans, any contractual, legal or regulatory restrictions on the payment of dividends, and such other factors the board of directors considers relevant.
 
Item 9.01.   Financial Statements and Exhibits.
 
a.        Financial statements of business acquired
 
Not Applicable
 
b.       Pro forma financial information
 
Not Applicable
 
c.       Exhibits
 
 
99.1  
Press Release
 
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
SANDERS MORRIS HARRIS GROUP INC.
   
 
By:
/s/ George L. Ball
 
   
George L. Ball,
 
   
Co-Chief Executive Officer
 
   
Date: November 16, 2011
 
 
 
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