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EX-99.2 - EXHIBIT 99.2 - NATIONAL PENN BANCSHARES INCex99-2.htm
EX-99.1 - EXHIBIT 99.1 - NATIONAL PENN BANCSHARES INCex99-1.htm
 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 


FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported):  (November 10, 2011) November 10, 2011
 
NATIONAL PENN BANCSHARES, INC.
(Exact Name of Registrant as Specified in Charter)
 
 
Pennsylvania
 
  (State or Other Jurisdiction of Incorporation)
 
000-22537-01
 
23-2215075
(Commission File Number)
 
(IRS Employer Identification No.)
 
Philadelphia and Reading Avenues, Boyertown, PA
 
19512
(Address of Principal Executive Offices)
 
(Zip Code)
 
     
Registrant’s telephone number, including area code: (800) 822-3321
 
N/A
(Former Name or Former Address, if Changed Since Last Report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 

 
 
 

 
Section 7 – Regulation FD

Item 7.01 Regulation FD Disclosure

Scott V. Fainor, President and CEO,  and Michael J. Hughes, Chief Financial Officer, of National Penn Bancshares, Inc., participated in the Sandler & O’Neill & Partners, LP East Coast Financial Services Conference and addressed an audience of bankers and financial executives on November 10, 2011 at 11:30 a.m. (ET), as previously announced by National Penn in its press release dated November 1, 2011, furnished in this report, pursuant  to this Item 7.01, as Exhibit 99.1.   The slide presentation is furnished in this report, pursuant to this Item 7.01, as Exhibit 99.2, and is incorporated herein by reference.  Without limiting the generality of the foregoing, the text of the slide entitled “Safe Harbor Regarding Forward Looking Statements” is incorporated by reference into this Item 7.01.  No part of this report shall be deemed incorporated by reference into any registration statement filed under the Securities Act of 1933.



Section 9 – Financial Statements and Exhibits



 
 
 
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

   
NATIONAL PENN BANCSHARES, INC.
     
Date:
November 10, 2011
 
By:
/s/ Scott V. Fainor
       
Name:
Scott V. Fainor
       
Title:
President and CEO

 
 
 
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EXHIBIT INDEX


 

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