Attached files
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| EX-99.1 - EXHIBIT 99.1 - BAETA CORP | v239473_ex99-1.htm |
| EX-10.1 - EXHIBIT 10.1 - BAETA CORP | v239473_ex10-1.htm |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 3, 2011
Commission File No. 000-54350
BAETA Corp.
(Exact name of small business issuer as specified in its charter)
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New Jersey
(State or other Jurisdiction of
Incorporation or Organization)
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26-0722186
(I.R.S. Employer
Identification No.)
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1 Bridge Plaza
Second Floor, Suite 275
Fort Lee, NJ
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07024
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(Address of Principal Executive Offices)
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(Zip Code)
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Issuer’s Telephone Number: (201) 471-0988
Not Applicable
(Former name or former address, if changed since last report.)
With Copies to:
Joseph M. Patricola, Esq
The Sourlis Law Firm
The Courts of Red Bank
130 Maple Avenue, Suite 9B2
Red Bank, New Jersey 07701
Telephone: (732) 530-9007
www.SourlisLaw.com
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 1.01 - Entry into a Material Definitive Agreement.
The following discussion provides only a brief description of the Agreement described below. The discussion is qualified in its entirety by the full text of the Agreement, which is attached to this Current Report on Form 8-K as Exhibit 10.1 and is incorporated by reference herein.
On November 3, 2011, BAETA Corp., a New Jersey corporation (the “Company”), entered into a Placement Agent Agreement (the “Agreement”) with Equinox Securities, Inc., a California headquartered broker-dealer and FINRA/SIPC member (“Equinox”).
Pursuant to the Agreement, Equinox has been engaged to assist the Company as a placement agent for the purpose of finding investors for potential transactions with the Company.
Item 7.01 - Regulation FD Disclosure
On November 7, 2011, the Company issued a press release announcing that it has entered into the Agreement with Equinox. A copy of the press release is furnished as Exhibit 99.1 to this report.
Limitation on Incorporation by Reference
In accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
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10.1
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Placement Agent Agreement entered into between BAETA Corp. and Equinox Securities, Inc. dated November 3, 2011.
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99.1
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Press Release.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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BAETA CORP.
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Date: November 7, 2011
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By: /s/ LEONID PUSHKANTSER
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Name: Leonid Pushkantser
Title: Chief Executive Officer and Director
(Principal Executive Officer)
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