Attached files
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 24, 2011
NORTHERN MINERALS, INC.
(Exact Name of Registrant as Specified in Charter)
Nevada 333-144840 20-8624019
(State or Other Jurisdiction (Commission (IRS Employer
of Incorporation) File Number) Identification Number)
167 Caulder Drive
Oakville, Ontario, Canada L6J 4T2
(Address of Principal Executive Offices, Zip Code)
(905) 248-3277
(Registrant's telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communication pursuant to Rule 425 under the Securities Act (17 CFR
230.425).
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12).
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b)).
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c)).
AS USED HEREIN, THE TERMS, "WE," "US," "OUR," AND THE "COMPANY" REFERS TO
NORTHERN MINERALS, INC., A NEVADA CORPORATION, UNLESS OTHERWISE STATED.
ITEM 4.01 CHANGE IN REGISTRANT'S CERTIFYING ACCOUNTANT
(A) RESIGNATION OF MALCOLM L. POLLARD, INC.
On October 24, 2011, we were notified of the retirement of our principal
independent accountant, Malcolm L. Pollard, Inc., due to his retirement he has
declined to stand for re-election.
MALCOLM L. POLLARD has served as our principal independent accountant from
November 8, 2010 through October 24, 2011.
The principal independent accountant's report issued by Malcolm L. Pollard for
the years ended March 31, 2011 and 2010 did not contain any adverse opinion or
disclaimer of opinion and it was not modified as to uncertainty, audit scope, or
accounting principles, other than their opinion, based on our lack of operations
and our net losses, there was substantial doubt about our ability to continue as
a going concern. The financial statements did not include any adjustments that
might have resulted from the outcome of that uncertainty.
We are able to report that during the year ended March 31, 2011 through October
24, 2011 there were no disagreements with Malcolm L. Pollard, Inc., our former
principal independent accountant, on any matter of accounting principles or
practices, financial statement disclosure, or auditing scope or procedure,
which, if not resolved to Malcolm L. Pollard, Inc.'s satisfaction, would have
caused it to make reference to the subject matter of the disagreement(s) in
connection with its reports on our consolidated financial statements for such
periods. We have requested that he furnish us with a letter addressed to the
U.S. Securities and Exchange Commission stating whether or not he disagrees with
the above statements and he has provided us with a letter that is attached as
Exhibit 16.
(B) ENGAGEMENT OF HAMILTON PC
On October 27, 2011, upon authorization and approval of the Company's Board of
Directors, the Company engaged the services of Hamilton PC as its independent
registered public accounting firm.
No consultations occurred between the Company and Hamilton PC during the years
ended March 31, 2011 and 2010 and through October 27, 2011 regarding either: (i)
the application of accounting principles to a specific completed or contemplated
transaction, the type of audit opinion that might be rendered on the Company's
financial statements, or other information provided that was an important factor
considered by the Company in reaching a decision as to an accounting, auditing,
or financial reporting issue, or (ii) any matter that was the subject of
disagreement or a reportable event requiring disclosure under Item 304(a)(1)(iv)
of Regulation S-K.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
Exhibit
-------
16 Letter from Malcolm L. Pollard, Inc. to the U.S. Securities and
Exchange Commission
2
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Northern Minerals, Inc.
Date: November 2, 2011 By: /s/ Damian O'Hara
-----------------------------------
Damian O'Hara, President
