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EX-99.1 - EXHIBIT 99.1 - AUTHENTEC INCex99-1.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549



FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
 
Date of report (Date of earliest event reported):      November 3, 2011
 
 
AUTHENTEC, INC.
(Exact Name of Registrant as Specified in Charter)
 

Delaware
 
001-33552
 
59-3521332
(State or Other Jurisdiction
of Incorporation)
 
(Commission File Number)
 
(I.R.S. Employer
Identification No.)

100 Rialto Place, Suite 100, Melbourne, Florida 32901
(Address of Principal Executive Offices)  (Zip Code)

(321) 308-1300
(Registrant's telephone number, including area code)
 
N/A
(Former Name or Former Address, if Changed Since Last Report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
 
 

 
 
2.02    Results of Operations and Financial Condition
 
On November 3, 2011, AuthenTec, Inc. (the “Company”) announced its financial results for the fiscal quarter ended September 30, 2011 and certain other information. A copy of this press release is attached hereto as Exhibit 99.1.
 
The information contained in this Item 2.02 and Exhibit 99.1 attached hereto is being “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
 
 Use of Non-GAAP Measures
 
In addition to disclosing financial measures prepared in accordance with Generally Accepted Accounting Principles (GAAP), this press release and the accompanying tables contain non-GAAP financial measures. AuthenTec believes this non-GAAP earnings information provides meaningful insight into the Company's performance and has chosen to provide this information to investors for a more consistent basis of comparison. For a description of these non-GAAP financial measures and reconciliations of these on-GAAP financial measures to the most directly comparable GAAP financial measures, please see the section of Press Release titled "GAAP to non-GAAP reconciliation".

 
Item 9.01    Financial Statements and Exhibits
 
d) Exhibits:
 
99.1 Press Release dated November 3, 2011, regarding financial results.
 
 
 
 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  AUTHENTEC, INC.  
       
       
 
By:
/s/ Frederick R. Jorgenson  
    Frederick R. Jorgenson  
    Vice President, General Counsel and  
    Secretary  
       
Dated:  November 3, 2011      
 
 

 


 
INDEX TO EXHIBITS
 

 
Exhibit No.
Description
   
99.1
 
Press Release dated November 3, 2011, regarding financial results.