SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 27, 2011
(Exact name of Registrant as specified in its charter)
Registrants telephone number, including area code: (585) 343-2216
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
Item 2.02. Results of Operations and Financial Condition.
On October 28, 2011, Graham Corporation (the Company) issued a press release describing its results of operations and financial condition for its second quarter and six months ended September 30, 2011. The Companys press release is attached to this Current Report on Form 8-K as Exhibit 99.1.
Item 5.05. Amendments to the Registrants Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On October 27, 2011, the Companys Board of Directors approved an amended and restated Code of Business Conduct and Ethics (the Code) applicable to all Company employees, officers
and directors. The Companys Board of Directors amended and restated the Code in order to expand the mechanisms pursuant to which the Companys employees can make anonymous whistleblower complaints. The amendments to the Code
were made in the ordinary course of business in connection with the Board of Directors periodic review of the Code. A copy of the Code, as amended and restated, is attached to this Current Report on Form
Item 8.01. Other Events.
On October 27, 2011, the Company issued a press release announcing the payment of a cash dividend. The Companys press release is attached to this Current Report on Form 8-K as Exhibit 99.2.
Item 9.01. Financial Statements and Exhibits.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.